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RIA / WealthAdvisorCertified Financial Planner|Personal Financial Specialistdual registered (broker-dealer)20 years in industry

RANDALL LEO FRANKLIN

Advisor at ONEASCENT FINANCIAL SERVICES LLC

Madisonville, KY | BIRMINGHAM, AL

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Search this name across graphsid dfx:ria:d675bf9a-c084-5a6a-293a-1c5980122c8e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 25, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ONEASCENT FINANCIAL SERVICES LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 8, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner|Personal Financial Specialist
Exams: S63
First exam: Dec 8, 2005
First registration: Aug 25, 2008
Dual registered: yes, broker-dealer
Other names: RANDY FRANKLIN
IAPD individual key: 5010763

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ONEASCENT FINANCIAL SERVICES LLC	Independent wealth	May 9, 2025	n/a	yes	Madisonville, KY\|BIRMINGHAM, AL	Current employment
PRIVATE ADVISOR GROUP, LLC	Bd affiliated wealth	Jan 2, 2014	May 9, 2025	no	MADISONVILLE, KY\|MORRISTOWN, NJ\|Madisonville, KY\|Madisonville, KY	Previous registration
U.S. FINANCIAL ADVISORS	Former SEC adviser	Nov 21, 2008	Dec 2, 2013	no	MADISONVILLE, KY\|WILMINGTON, DE	Previous registration
RAYMOND JAMES FINANCIAL SERVICES, INC.	n/a	Aug 25, 2008	Nov 24, 2008	no	MADISONVILLE, KY\|HENDERSON, KY\|HENDERSON, KY\|MADISONVILLE, KY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRIVATE ADVISOR GROUP, LLC	ONEASCENT FINANCIAL SERVICES LLC	May 9, 2025	May 9, 2025	0	Firm change	Ibd to RIA
U.S. FINANCIAL ADVISORS	PRIVATE ADVISOR GROUP, LLC	Dec 2, 2013	Jan 2, 2014	31	Firm change	Other
RAYMOND JAMES FINANCIAL SERVICES, INC.	U.S. FINANCIAL ADVISORS	Nov 24, 2008	Nov 21, 2008	-3	Firm change	Other

Relationships

Registered with (4)

→ ONEASCENT FINANCIAL SERVICES LLCRegistered adviserregistration: current employment
May 9, 2025 to presentfactForm ADV
→ PRIVATE ADVISOR GROUP, LLCRegistered adviserregistration: previous registration
Jan 2, 2014 to May 9, 2025factForm ADV
→ U.S. FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Nov 21, 2008 to Dec 2, 2013factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Aug 25, 2008 to Nov 24, 2008factForm ADV

Dated events

Occurred
May 9, 2025
Advisor changed firm
Randall Leo Franklin left Private Advisor Group, Llc for Oneascent Financial Services Llc (registered 2025-05-09)
Form ADVobserved 6 days ago