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RIA / WealthAdvisor28 years in industry

Kristopher Alan Heig

Advisor at IAMS WEALTH MANAGEMENT, LLC

OMAHA, NE

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Search this name across graphsid dfx:ria:d6917b43-6b3e-b4fa-3342-717ddf66cee5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 3
On other graphs: 0
Observed: Aug 17, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: IAMS WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 12, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Mar 12, 1998
First registration: Aug 17, 2007
Dual registered: no
Other names: KRIS ALAN HEIG
IAPD individual key: 3017920

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
IAMS WEALTH MANAGEMENT, LLC	Independent wealth	Apr 22, 2026	n/a	yes	OMAHA, NE	Current employment
BANKERS LIFE ADVISORY SERVICES, INC.	Bd affiliated wealth	Feb 12, 2026	Apr 8, 2026	no	CHICAGO, IL\|OMAHA, NE	Previous registration
ASHTON THOMAS PRIVATE WEALTH	Independent wealth	May 8, 2024	Jan 31, 2025	no	SCOTTSDALE, AZ	Previous registration
ORION PORTFOLIO SOLUTIONS, LLC	Bd affiliated wealth	Jan 17, 2023	Oct 4, 2023	no	OMAHA, NE	Previous registration
ORION PORTFOLIO SOLUTIONS, LLC	Former SEC adviser	Jan 30, 2020	Jan 6, 2023	no	OMAHA, NE	Previous registration
ORION PORTFOLIO SOLUTIONS, LLC	Bd affiliated wealth	Apr 10, 2018	Dec 31, 2019	no	OMAHA, NE	Previous registration
CWM, LLC	Bd affiliated wealth	Jan 19, 2017	Apr 2, 2018	no	Omaha, NE	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Aug 17, 2007	Jul 2, 2015	no	OMAHA, NE\|BELLEVUE, NE	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Aug 17, 2007	Jul 2, 2015	no	OMAHA, NE\|OMAHA, NE\|OMAHA, NE	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BANKERS LIFE ADVISORY SERVICES, INC.	IAMS WEALTH MANAGEMENT, LLC	Apr 8, 2026	Apr 22, 2026	14	Firm change	Ibd to RIA
ASHTON THOMAS PRIVATE WEALTH	BANKERS LIFE ADVISORY SERVICES, INC.	Jan 31, 2025	Feb 12, 2026	377	Firm change	RIA to ibd
ORION PORTFOLIO SOLUTIONS, LLC	ASHTON THOMAS PRIVATE WEALTH	Oct 4, 2023	May 8, 2024	217	Firm change	Ibd to RIA
ORION PORTFOLIO SOLUTIONS, LLC	ORION PORTFOLIO SOLUTIONS, LLC	Jan 6, 2023	Jan 17, 2023	11	Bulk transfer	RIA to ibd
ORION PORTFOLIO SOLUTIONS, LLC	ORION PORTFOLIO SOLUTIONS, LLC	Dec 31, 2019	Jan 30, 2020	30	Channel change	RIA to RIA
CWM, LLC	ORION PORTFOLIO SOLUTIONS, LLC	Apr 2, 2018	Apr 10, 2018	8	Firm change	RIA to RIA
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Jul 2, 2015	Aug 17, 2007	-2,876	Channel change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Jul 2, 2015	Aug 17, 2007	-2,876	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
107975:125446:NE:2019-12-31	Dec 31, 2019	Jan 30, 2020	OMAHA, NE	Firm change

Relationships

Registered with (8)

→ IAMS WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Apr 22, 2026 to presentfactForm ADV
→ BANKERS LIFE ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Feb 12, 2026 to Apr 8, 2026factForm ADV
→ ASHTON THOMAS PRIVATE WEALTHRegistered adviserregistration: previous registration
May 8, 2024 to Jan 31, 2025factForm ADV
→ ORION PORTFOLIO SOLUTIONS, LLCRegistered adviserregistration: previous registration
Jan 17, 2023 to Oct 4, 2023factForm ADV
→ ORION PORTFOLIO SOLUTIONS, LLCRegistered adviserregistration: previous registration
Jan 30, 2020 to Jan 6, 2023factForm ADV
→ CWM, LLCRegistered adviserregistration: previous registration
Jan 19, 2017 to Apr 2, 2018factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Aug 17, 2007 to Jul 2, 2015factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Aug 17, 2007 to Jul 2, 2015factForm ADV

Dated events

Occurred
Apr 8, 2026
Advisor changed firm
Kristopher Alan Heig left Bankers Life Advisory Services, Inc. for Iams Wealth Management, Llc (registered 2026-04-22)
Form ADVobserved 5 days ago
Occurred
Jan 31, 2025
Advisor changed firm
Kristopher Alan Heig left Ashton Thomas Private Wealth for Bankers Life Advisory Services, Inc. (registered 2026-02-12)
Form ADVobserved 5 days ago
Occurred
Oct 4, 2023
Advisor changed firm
Kristopher Alan Heig left Orion Portfolio Solutions, Llc for Ashton Thomas Private Wealth (registered 2024-05-08)
Form ADVobserved 5 days ago