DFX Intelligence
Reading the graph
Reading the graph
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Advisor at N••••• I••••••••• M••••••••• B••••••• T••••
PHILADELPHIA, PA | CLARENDON HILLS, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| N••••• I••••••••• M••••••••• B••••••• T•••• | Asset manager | Feb 23, 2023 | n/a | yes | CLARENDON HILLS, IL|PHILADELPHIA, PA | Current employment |
| T•••••••• I••••••••• M••••••••• I•• | Asset manager | Nov 30, 2022 | Feb 7, 2023 | no | Clarendon Hills, IL|SANTA FE, NM |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| T•••••••• I••••••••• M••••••••• I•• | N••••• I••••••••• M••••••••• B••••••• T•••• | Feb 7, 2023 | Feb 23, 2023 | 16 | Firm change | Other |
| N••••• I••••••••• M••••••••• B••••••• T•••• | T•••••••• I••••••••• M••••••••• I•• | Sep 21, 2022 | Nov 30, 2022 |
| N••••• I••••••••• M••••••••• B••••••• T•••• | Asset manager | Apr 20, 2020 | Sep 21, 2022 | no | PHILADELPHIA, PA | Previous registration |
| D••••••• C•••••• M••••••••• A•••••••• I•• | Former SEC adviser | Aug 27, 2012 | Apr 20, 2020 | no | PHILADELPHIA, PA | Previous registration |
| 70 |
| Firm change |
| Other |
| D••••••• C•••••• M••••••••• A•••••••• I•• | N••••• I••••••••• M••••••••• B••••••• T•••• | Apr 20, 2020 | Apr 20, 2020 | 0 | Bulk transfer | Other |