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R•••••• A•••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst36 years in industry

R•••••• A•••• B••••••

Advisor at F• L• P••••• I••••••••• M••••••••• C••

Milwaukee, WI

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Sep 13, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F• L• P••••• I••••••••• M••••••••• C••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 9, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F• L• P••••• I••••••••• M••••••••• C••	Independent wealth	Sep 1, 2026	n/a	yes	Milwaukee, WI	Current employment
F•• I••••••••• L••	Asset manager	Apr 2, 2024	Sep 2, 2026	no	WASHINGTON, DC\|MILWAUKEE, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•• I••••••••• L••	F• L• P••••• I••••••••• M••••••••• C••	Sep 2, 2026	Sep 1, 2026	-1	Firm change	Other
Z••	F•• I••••••••• L••	May 15, 2024	Apr 2, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
309195:304405:WI:2024-05-15	May 15, 2024	Apr 2, 2024	MILWAUKEE, WI	Firm change after gap
135622:309195:WI:2020-06-01	Jun 1, 2020	May 28, 2020	MILWAUKEE, WI	Firm change

Relationships

Registered with (6)

→ F• L• P••••• I••••••••• M••••••••• C••Registered adviserregistration: current employment
Sep 1, 2026 to presentfactForm ADV
→ F•• I••••••••• L••Registered adviserregistration: previous registration
Apr 2, 2024 to Sep 2, 2026factForm ADV
→ Z••Registered adviserregistration: previous registration
May 28, 2020 to May 15, 2024factForm ADV
→ Z•••••• C•••••• M••••••••• L••

Dated events

Order

Occurred
2 Sep 2026
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Sep 13, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.