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RIA / WealthAdvisor30 years in industry

MARTIN ALEXANDER SMITH

Advisor at WEALTHCARE FINANCIAL GROUP, INC.

FORT MILL, SC | Bethesda, MD | Atlanta, GA | PEACHTREE CITY, GA | Peachtree City, GA

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Search this name across graphsid dfx:ria:d7c1be07-465c-42f8-aaa2-c1ac31d4bfe6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 0
On other graphs: 0
Observed: Jul 12, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WEALTHCARE FINANCIAL GROUP, INC.
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 23, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 10
Current registrations: 2
Registered states: 9
Exams: S63|S66
First exam: Jan 23, 1996
First registration: Jul 12, 2000
Dual registered: no
IAPD individual key: 2677840

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 24, 2026	n/a	yes	Peachtree City, GA\|FORT MILL, SC	Current employment
WEALTHCARE FINANCIAL GROUP, INC.	State registered	Oct 21, 2016	n/a	yes	PEACHTREE CITY, GA\|Atlanta, GA\|Bethesda, MD	Current employment
KOVACK ADVISORS, INC.	Bd affiliated wealth	Jan 24, 2012	Oct 20, 2016	no	FT. LAUDERDALE, FL\|BETHESDA, MD	Previous registration
KINGDOMTRUST CAPITAL MANAGEMENT, INC.	n/a	Feb 4, 2010	Jan 23, 2012	no	BOWIE, MD	Previous registration
KINGDOMTRUST CAPITAL MANAGEMENT, INC.	n/a	Aug 3, 2009	Dec 31, 2009	no	BOWIE, MD	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Jun 20, 2008	Jun 19, 2009	no	COLUMBIA, MD	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Dec 5, 2007	Jun 25, 2008	no	COLUMBIA, MD	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 6, 2006	Dec 12, 2007	no	BOWIE, MD\|BOWIE, MD	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Jan 11, 2006	Mar 13, 2006	no	GREENBELT, MD	Previous registration
RAYMOND JAMES FINANCIAL SERVICES, INC.	n/a	Jul 14, 2003	Jan 9, 2006	no	LANDOVER, MD\|NEWTOWN, PA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Mar 19, 2003	Jul 21, 2003	no	ROCKVILLE, MD	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Jul 12, 2000	Mar 26, 2003	no	COLUMBIA, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KOVACK ADVISORS, INC.	WEALTHCARE FINANCIAL GROUP, INC.	Oct 20, 2016	Oct 21, 2016	1	Firm change	Other
KINGDOMTRUST CAPITAL MANAGEMENT, INC.	KOVACK ADVISORS, INC.	Jan 23, 2012	Jan 24, 2012	1	Firm change	Other
EQUITABLE ADVISORS, LLC	KINGDOMTRUST CAPITAL MANAGEMENT, INC.	Jun 19, 2009	Aug 3, 2009	45	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	EQUITABLE ADVISORS, LLC	Jun 25, 2008	Jun 20, 2008	-5	Firm change	Ibd to ibd
LPL FINANCIAL LLC	AMERIPRISE FINANCIAL SERVICES, LLC	Dec 12, 2007	Dec 5, 2007	-7	Firm change	Other
MSI FINANCIAL SERVICES, INC.	LPL FINANCIAL LLC	Mar 13, 2006	Mar 6, 2006	-7	Firm change	Other
RAYMOND JAMES FINANCIAL SERVICES, INC.	MSI FINANCIAL SERVICES, INC.	Jan 9, 2006	Jan 11, 2006	2	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	RAYMOND JAMES FINANCIAL SERVICES, INC.	Jul 21, 2003	Jul 14, 2003	-7	Firm change	Other
A. G. EDWARDS & SONS, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Mar 26, 2003	Mar 19, 2003	-7	Firm change	Other

Relationships

Registered with (10)

→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Mar 6, 2006 to Dec 12, 2007factForm ADV
→ WEALTHCARE FINANCIAL GROUP, INC.Registered adviserregistration: current employment
Oct 21, 2016 to presentfactForm ADV
→ KOVACK ADVISORS, INC.Registered adviserregistration: previous registration
Jan 24, 2012 to Oct 20, 2016factForm ADV
→ KINGDOMTRUST CAPITAL MANAGEMENT, INC.Registered adviserregistration: previous registration
Feb 4, 2010 to Jan 23, 2012factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 20, 2008 to Jun 19, 2009factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Dec 5, 2007 to Jun 25, 2008factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jan 11, 2006 to Mar 13, 2006factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jul 14, 2003 to Jan 9, 2006factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Mar 19, 2003 to Jul 21, 2003factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Jul 12, 2000 to Mar 26, 2003factForm ADV

Dated events

No dated event names this entity yet.