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Advisor at PROSPERA FINANCIAL SERVICES, INC.
Redlands, CA | Boerne, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PROSPERA FINANCIAL SERVICES, INC. | Bd affiliated wealth | Jul 17, 2026 | n/a | yes | Redlands, CA|Boerne, TX | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Sep 2, 2016 | Jul 30, 2026 | no | REDLANDS, CA|BOERNE, TX | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 23, 2009 | Sep 6, 2016 | no | RIVERSIDE, CA|PALM DESERT, CA|BANNING, CA|YUCAIPA, CA|YUCAIPA, CA|INDIAN WELLS, CA|RIVERSIDE, CA|BANNING, CA | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | May 23, 2003 | Oct 23, 2009 | no | YUCAIPA, CA|YUCAIPA, CA|PALM DESERT, CA|YUCAIPA, CA|BANNING, CA|YUCAIPA, CA | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Feb 28, 2002 | Jun 10, 2003 | no | BEAUMONT, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | PROSPERA FINANCIAL SERVICES, INC. | Jul 30, 2026 | Jul 17, 2026 | -13 | Firm change | Wirehouse to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | Sep 6, 2016 | Sep 2, 2016 | -4 | Firm change | Wirehouse to wirehouse |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Oct 23, 2009 | Oct 23, 2009 | 0 | Bulk transfer | Other |
| WELLS FARGO INVESTMENTS, LLC | BANC OF AMERICA INVESTMENT SERVICES, INC. | Jun 10, 2003 | May 23, 2003 | -18 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 11025:10740:TX:2026-07-27 | Jul 30, 2026 | Jul 17, 2026 | BOERNE, TX | Firm change |
| 7691:11025:CA:2016-09-06 | Sep 6, 2016 | Sep 2, 2016 | BANNING, CA | Firm change |