RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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C••••••••• A•••• P•••••
- P••••••• F•••••••• S•••••••• I••• BD affiliated currentsince Jul 17, 2026 · Redlands, Ca
- W•••• F•••• A••••••• wirehouseSep 2, 2016 to Jul 30, 2026 · Redlands, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 23, 2009 to Sep 6, 2016 · Riverside, Ca
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedMay 23, 2003 to Oct 23, 2009 · Yucaipa, Ca
- W•••• F•••• I••••••••• L•• unclassifiedFeb 28, 2002 to Jun 10, 2003 · Beaumont, Ca
- W•••• F•••• A••••••• to P••••••• F•••••••• S•••••••• I•••left Jul 30, 2026, registered Jul 17, 2026 (-13 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Sep 6, 2016, registered Sep 2, 2016 (-4 days) · Wirehouse to wirehouse · moved with a team
- B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
- W•••• F•••• I••••••••• L•• to B••• O• A•••••• I••••••••• S•••••••• I•••left Jun 10, 2003, registered May 23, 2003 (-18 days) · Other
- C••••••••• A•••• P••••• left W•••• F•••• A••••••• for P••••••• F•••••••• S•••••••• I••• (registered 2026-07-17)Jul 30, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address