DFX Intelligence

S••• D••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner19 years in industry

S••• D••• S•••••

Advisor at R••• R••••••••• L••

LEE'S SUMMIT, MO

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Search this name across graphsid dfx:ria:d8829205-3245-35ac-3334-9205651735bc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Nov 9, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••• R••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: May 29, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••• R••••••••• L••	State registered	Dec 14, 2018	n/a	yes	LEE'S SUMMIT, MO	Current employment
T•• W••• C•••••• A••••••• L••	Institutional manager	Jan 15, 2019	Mar 21, 2023	no	OVERLAND PARK, KS\|Kansas City, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• W••• C•••••• A••••••• L••	n/a	Mar 21, 2023	n/a	n/a	Departure no registered destination	Departure
P•••••••• S••••••••• I•••	R••• R••••••••• L••	Sep 6, 2017	Dec 14, 2018	464

Relationships

Registered with (6)

→ R••• R••••••••• L••Registered adviserregistration: current employment
Dec 14, 2018 to presentfactForm ADV
→ T•• W••• C•••••• A••••••• L••Registered adviserregistration: previous registration
Jan 15, 2019 to Mar 21, 2023factForm ADV
→ P•••••••• S••••••••• I•••Registered adviserregistration: previous registration
Jul 15, 2016 to Sep 6, 2017factForm ADV
→ B•• F•••••••• A•••••••

Dated events

Occurred
Mar 21, 2023
Advisor departed, no destination yet
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d8829205-3245-35ac-3334-9205651735bc
First observed: Nov 9, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.