DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Consortium Private Wealth LLC

Former SEC-registered adviserMandeville, LouisianaCRD 325038SEC 801-127380IAPD
Latest filing Nov 28, 2023
First filing on the tape Jan 25, 2023 · 7 filings
RAUM
$4.0M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
100%
$4.0M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$800,000
derived; firm RAUM over IAPD count
Employees
5
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$4.0M as of Nov 28, 2023
Jan 25, 2023$0 then
HNW client RAUM$4.0M as of Nov 28, 2023
Jul 11, 2023$4.0M then
State-registered IARs (5.B.3)2 as of Nov 28, 2023
Jan 25, 20232 then
Employees (5.A)5 as of Nov 28, 2023
Jan 25, 20235 then
Private funds: no history
Practice profile
derived from the filing of Nov 28, 2023; every figure names its basis
RAUM per advisor
$800,000derivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$500,000derivedHNW RAUM over HNW clients
Average account
$500,000derivedRAUM over accounts (5.F.2.f)
Discretionary
0.0%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
5.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$4.0M100%
Individual clients
n/areported
HNW clients
8reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
8reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
5 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Michael Bryan ChristySlidell, LaDec 19, 202320 y3
Joseph Anthony MitchellCertified Financial Planner, Chartered Financial ConsultantSlidell, LaJan 10, 202520 y2
James Allen ChurchillSlidell, LaMay 29, 202520 y5
Jason Timothy ReevesSlidell, LaAug 4, 202511 y6
Eric Kurt HiteSlidell, LaJun 12, 202622 y5
Advisor movement
1 left, 1 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 20% of current headcount3 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Bryan Michael Christy · Managing Member & Chief Compliance Officercontrol
    since 02/2023 · owns 50% to 75%
  • Norman Darryl Mierl · Managing Membercontrol
    since 02/2023 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Slidell, La511
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 0 to 8
    Feb 24, 2023 to Jul 11, 2023
  • HNW clients · unset to 8.0
    Feb 24, 2023 to Jul 11, 2023
  • HNW RAUM · unset to 4000000.0
    Feb 24, 2023 to Jul 11, 2023
  • Non-discretionary RAUM · $0 to $4.0M
    Feb 24, 2023 to Jul 11, 2023
  • RAUM · $0 to $4.0M
    Feb 24, 2023 to Jul 11, 2023
Signals
4 dated events
  • Thomas Jude Semmes Hughs left Consortium Private Wealth Llc for Smith Securities Llc (registered 2026-01-07)
    Dec 9, 2025 · Advisor changed firm · fact
  • Leroy Douglas Simpson left Consortium Private Wealth Llc for Hornor, Townsend & Kent, Llc (registered 2025-08-26)
    Aug 25, 2025 · Advisor changed firm · fact
  • Darryl Norman Mierl left Consortium Private Wealth Llc for Lpl Financial Llc (registered 2023-12-11)
    Dec 11, 2023 · Advisor changed firm · fact
  • Consortium Private Wealth Llc filed its initial SEC registration (Form ADV)
    Jan 25, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Firm profile
LINKEDIN.COM/COMPANY/CONSORTIUM-PRIVATE-WEALTH-LLCreportedpublic record, Form ADV, Sep 17, 2026
Website
CONSORTIUMADVICE.COMreportedpublic record, Form ADV, Sep 17, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
$800,000derivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026