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RIA / WealthAdvisordual registered (broker-dealer)41 years in industry

DARRYL NORMAN MIERL

Advisor at LPL FINANCIAL LLC

MANDEVILLE, LA

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Search this name across graphsid dfx:ria:f31bb170-3d95-7a77-ac87-13f79967b784

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jun 25, 1987 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 13, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jun 13, 1985
First registration: Jun 25, 1987
Dual registered: yes, broker-dealer
IAPD individual key: 1361418

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Dec 11, 2023	n/a	yes	MANDEVILLE, LA\|MANDEVILLE, LA	Current employment
CONSORTIUM PRIVATE WEALTH LLC	Former SEC adviser	Feb 24, 2023	Dec 11, 2023	no	SLIDELL, LA	Previous registration
BENJAMIN F. EDWARDS & COMPANY, INCORPORATED	Bd affiliated wealth	Mar 22, 2013	Feb 28, 2023	no	ST. LOUIS, MO\|MANDEVILLE, LA\|Mandeville, LA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Mar 25, 2009	Mar 25, 2013	no	MANDEVILLE, LA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 25, 1987	Oct 31, 2002	no	METAIRE, LA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CONSORTIUM PRIVATE WEALTH LLC	LPL FINANCIAL LLC	Dec 11, 2023	Dec 11, 2023	0	Firm change	RIA to ibd
BENJAMIN F. EDWARDS & COMPANY, INCORPORATED	CONSORTIUM PRIVATE WEALTH LLC	Feb 28, 2023	Feb 24, 2023	-4	Firm change	Ibd to new firm
WELLS FARGO ADVISORS	BENJAMIN F. EDWARDS & COMPANY, INCORPORATED	Mar 25, 2013	Mar 22, 2013	-3	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	WELLS FARGO ADVISORS	Oct 31, 2002	Mar 25, 2009	2,337	Firm change after gap	Wirehouse to wirehouse

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Dec 11, 2023 to presentfactForm ADV
→ CONSORTIUM PRIVATE WEALTH LLCRegistered adviserregistration: previous registration
Feb 24, 2023 to Dec 11, 2023factForm ADV
→ BENJAMIN F. EDWARDS & COMPANY, INCORPORATEDRegistered adviserregistration: previous registration
Mar 22, 2013 to Feb 28, 2023factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Mar 25, 2009 to Mar 25, 2013factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jun 25, 1987 to Oct 31, 2002factForm ADV

Dated events

Occurred
Dec 11, 2023
Advisor changed firm
Darryl Norman Mierl left Consortium Private Wealth Llc for Lpl Financial Llc (registered 2023-12-11)
Form ADVobserved 6 days ago
Occurred
Feb 28, 2023
Advisor changed firm
Darryl Norman Mierl left Benjamin F. Edwards & Company, Incorporated for Consortium Private Wealth Llc (registered 2023-02-24)
Form ADVobserved 6 days ago