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Advisor at STRATOS WEALTH ADVISORS LLC
Huntsville, AL | Franklin, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STRATOS WEALTH ADVISORS LLC | Independent wealth | Apr 18, 2019 | n/a | yes | Franklin, TN|Huntsville, AL | Current employment |
| EDELMAN FINANCIAL ENGINES | Independent wealth | Nov 30, 2016 | Apr 29, 2019 | no | BRENTWOOD, TN | Previous registration |
| FINANCIAL ENGINES ADVISOR CENTER, LLC | Former SEC adviser | Oct 13, 2016 | Nov 30, 2016 | no | BRENTWOOD, TN|OVERLAND PARK, KS | Previous registration |
| THE MUTUAL FUND STORE | Former SEC adviser | Jun 17, 2009 | Nov 2, 2016 | no | KNOXVILLE, TN | Previous registration |
| THE MUTUAL FUND STORE | Former SEC adviser | Jan 17, 2008 | Nov 2, 2016 | no | FRANKLIN, TN|BRENTWOOD, TN | Previous registration |
| VALIC FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Feb 25, 2005 | Dec 21, 2007 | no | ST. LOUIS, MO|ST. LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EDELMAN FINANCIAL ENGINES | STRATOS WEALTH ADVISORS LLC | Apr 29, 2019 | Apr 18, 2019 | -11 | Firm change | RIA to RIA |
| FINANCIAL ENGINES ADVISOR CENTER, LLC | EDELMAN FINANCIAL ENGINES | Nov 30, 2016 | Nov 30, 2016 | 0 | Bulk transfer | Other |
| THE MUTUAL FUND STORE | FINANCIAL ENGINES ADVISOR CENTER, LLC | Nov 2, 2016 | Oct 13, 2016 | -20 | Firm change | Other |
| THE MUTUAL FUND STORE | THE MUTUAL FUND STORE | Nov 2, 2016 | Jun 17, 2009 | -2,695 | Channel change | Other |
| VALIC FINANCIAL ADVISORS, INC. | THE MUTUAL FUND STORE | Dec 21, 2007 | Jan 17, 2008 | 27 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 104510:283816:TN:2019-04-29 | Apr 29, 2019 | Apr 18, 2019 | BRENTWOOD, TN | Firm change |
| 133682:150362:TN:2016-11-02 | Nov 2, 2016 | Jun 17, 2009 | BRENTWOOD, TN | Firm change after gap |
| 150362:109238:TN:2016-11-02 | Nov 2, 2016 | Oct 13, 2016 | KNOXVILLE, TN | Firm change |