DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Conrad Siegel Investment Advisors
Legal name Conrad Siegel Investment Advisors, Inc.
Latest filing Sep 4, 2026
First filing on the tape Mar 29, 2012 · 34 filings
SEC status approved since Nov 14, 2003
RAUM
$12B
reported, Item 5.F
Discretionary
34%
of RAUM
Private clients
7.8%
$951M individuals and HNW
Advisors
24
registered through the firm on IAPD
RAUM per advisor
$505M
derived; firm RAUM over IAPD count
Employees
29
23 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
34 filings and snapshots on the tape
RAUM$10B as of Sep 25, 2025
Sep 27, 2012$674M then
HNW client RAUM$647M as of Sep 25, 2025
Sep 20, 2018$142M then
State-registered IARs (5.B.3)22 as of Sep 25, 2025
Sep 27, 20120 then
Employees (5.A)23 as of Sep 25, 2025
Sep 20, 201319 then
Private funds: no history
RAUM +56% over the last fiscal year+15% a year over threeIARs 21 to 23
Practice profile
derived from the filing of Sep 4, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- RAUM per advisor
- $505MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 16derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.5MderivedHNW RAUM over HNW clients
- Average account
- $10.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 34%derivedof RAUM
- Institutional
- 91%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 8.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- +4.8%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.8%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$10B83%
- High-net-worth individuals$773M6.4%
- State and municipal entities$563M4.6%
- Charitable organizations$391M3.2%
- Individuals$178M1.5%
- Corporations and businesses$83.8M0.7%
- Insurance companies$55.3M0.5%
- Individual clients
- 225reported
- HNW clients
- 170reported
- Pension plan clients
- 88reported
- Charitable clients
- 18reported
- Accounts
- 1,218reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.08 fund_share=0.0 institutional_share=0.91 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
24 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Jeffrey Scott Myers | Harrisburg, Pa | Jan 15, 2002 | 44 y | 0 |
| Tara Lee Mashack-BehneyChartered Financial Consultant | Harrisburg, Pa | Nov 11, 2002 | 24 y | 0 |
| Jonathan Scott Gehman | Harrisburg, Pa | Sep 1, 2003 | 30 y | 0 |
| Nicholas Patrick FrankensteinCertified Financial Planner, Chartered Financial Analyst | Harrisburg, Pa | Feb 21, 2007 | 21 y | 0 |
| Tracy Scott BurkeCertified Financial Planner, Chartered Financial Consultant | Harrisburg, Pa | Nov 4, 2008 | 19 y | 1 |
| Brian Nelson Graff | Harrisburg, Pa | Sep 11, 2012 | 26 y | 0 |
| Cassie Tinashe Khoshnevissan | Harrisburg, Pa | Jun 26, 2014 | 20 y | 0 |
| David Preston LytleChartered Financial Analyst | Harrisburg, Pa | Nov 20, 2014 | 11 y | 0 |
| Thomas Joseph TerhaarCertified Financial Planner, Chartered Financial Consultant | Harrisburg, Pa | Dec 4, 2014 | 32 y | 2 |
| Brooke S PetersenCertified Financial Planner, Chartered Financial Consultant | Lancaster, Pa | Sep 16, 2016 | 16 y | 1 |
| Michael Richard HoyleCertified Financial Planner | Harrisburg, Pa | Jan 20, 2017 | 10 y | 0 |
| Melissa Louise Hoch | Harrisburg, Pa | May 15, 2017 | 10 y | 0 |
| Mark Allen DixonCertified Financial Planner | Lancaster, Pa | Jul 11, 2017 | 21 y | 1 |
| Sean Michael Duffy | Harrisburg, Pa | Oct 25, 2017 | 13 y | 0 |
| Catherine Loretta Azeles | Harrisburg, Pa | Mar 20, 2018 | 20 y | 3 |
| Laura Vignati Hess | Harrisburg, Pa | Sep 15, 2020 | 28 y | 0 |
| Brianna Grace Yetter | Harrisburg, Pa | Jun 13, 2022 | 14 y | 0 |
| Richard Lavery | Harrisburg, Pa | Oct 23, 2023 | 13 y | 0 |
| Justin Brubaker | Harrisburg, Pa | May 18, 2024 | 13 y | 0 |
| Solana Estella Berrio | Harrisburg, Pa | Oct 1, 2024 | 13 y | 0 |
| Samuel Gregory Epps | Harrisburg, Pa | Dec 22, 2025 | 11 y | 0 |
| Mark Daniel SkolkaCertified Financial Planner | Harrisburg, Pa | Jun 4, 2026 | 12 y | 2 |
| Nathaniel David LochstampforCertified Financial Planner | Harrisburg, Pa | Jun 24, 2026 | 11 y | 1 |
| Mason Cary | Harrisburg, Pa | Sep 11, 2026 | 11 y | 0 |
Advisor movement
1 left, 2 joined in 12 months
net +1 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 4.2% of current headcount1 left over 36 months
Left, latest
- Nathan Randolph Bailey to Stonebridge Financial Group, LLCJun 10, 2026 · Other
- Bansari Patel to Equitable Advisors, LLCMay 12, 2023 · Other
- Bridget Quigley Casher to Hightower Advisors, LLCJan 11, 2023 · Other
- Chrystal L Woollett to Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 30, 2021 · Other
Joined, latest
- Nathaniel David Lochstampfor from Jfs Wealth Advisors, LLCJun 24, 2026 · Other
- Mark Daniel Skolka from Merit Financial AdvisorsJun 4, 2026 · Other
- Nathan Randolph Bailey from Citizens Securities, Inc.Jun 18, 2021 · Other
- Bansari Patel from LPL Financial LLCApr 9, 2021 · Other
- Chrystal L Woollett from Osaic Fa, Inc.Dec 5, 2020 · Other
- Catherine Loretta Azeles from Bb&T Securities, LLCMar 20, 2018 · Other
- Mark Allen Dixon from Geneos Wealth Management, Inc.Jul 11, 2017 · Other
- Brooke S Petersen from Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 16, 2016 · Other
- Thomas Joseph Terhaar from Pnc Wealth ManagementDec 4, 2014 · Other
- Tracy Scott Burke from Osaic Fa, Inc.Nov 4, 2008 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Loretta Catherine Azeles · Directorcontrolsince 07/2023 · owns less than 5%
- Scott Trevor Bare · Directorcontrolsince 07/2020 · owns less than 5%
- Allen Mark Bonsall · Directorcontrolsince 12/2003 · owns less than 5%
- Scott Tracy Burke · Directorcontrolsince 07/2015 · owns less than 5%
- David Jonathan Cramer · Directorcontrolsince 08/2008 · owns less than 5%
- Susan Abigail Fortino · Directorcontrolsince 07/2014 · owns less than 5%
- Johns Frederick Gard · Directorcontrolsince 07/2024 · owns less than 5%
- Matthew Robert Glus · Directorcontrolsince 07/2007 · owns less than 5%
- Vignati Laura Hess · Directorcontrolsince 08/2011 · owns less than 5%
- Wesley John Jeffrey · Directorcontrolsince 07/2007 · owns less than 5%
- Preston David Lytle · Directorcontrolsince 07/2020 · owns less than 5%
- Lee Tara Mashack-Behney · Presidentcontrolsince 01/2009 · owns less than 5%
- Ryan Joshua Mayhue · Directorcontrolsince 07/2021 · owns less than 5%
- Scott Jeffrey Myers · Directorcontrolsince 08/2011 · owns less than 5%
- Patrick James Pyne · Directorcontrolsince 07/2020 · owns less than 5%
- Wayne Thomas Reese · Directorcontrolsince 07/2007 · owns less than 5%
- Scott Frank Rhodes · Chief Compliance Officercontrolsince 01/2022 · owns less than 5%
- Andrew Jonathan Sapochak · Directorcontrolsince 01/2018 · owns less than 5%
- David John Vargo · Directorcontrolsince 07/2007 · owns less than 5%
- Ann Ashley Wise · Directorcontrolsince 07/2020 · owns less than 5%
Entity owners
- Conrad M. Siegel, Inc. · Sole Shareholderdirect · owns 75% or more
Related persons
Schedule D 7.A
- Conrad M. Siegel, Inc.LP sponsory
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Harrisburg, Pa · principal | 24 | 4 | 1 | ||
| Lancaster, Pa | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Lancaster, PA2 employees
- Naples, FL1 employees
What changed
consecutive filings, newest first
- Accounts · 1,085 to 1,218Sep 25, 2025 to Sep 4, 2026
- Advisory employees · 22 to 23Sep 25, 2025 to Sep 4, 2026
- Charity clients · 16 to 18Sep 25, 2025 to Sep 4, 2026
- Corporate clients · 3 to 4Sep 25, 2025 to Sep 4, 2026
- HNW clients · 151 to 170Sep 25, 2025 to Sep 4, 2026
- Individual clients · 207 to 225Sep 25, 2025 to Sep 4, 2026
- Pension plan clients · 81 to 88Sep 25, 2025 to Sep 4, 2026
- Employees · 23 to 29Sep 25, 2025 to Sep 4, 2026
- Financial planning clients · 26-50 to 26-50Sep 25, 2025 to Sep 4, 2026
- State-registered IARs · 22 to 23Sep 25, 2025 to Sep 4, 2026
- Discretionary RAUM · $3.4B to $4.1BSep 25, 2025 to Sep 4, 2026
- HNW RAUM · $647M to $773MSep 25, 2025 to Sep 4, 2026
- Individual RAUM · $159M to $178MSep 25, 2025 to Sep 4, 2026
- Non-discretionary RAUM · $6.7B to $8.0BSep 25, 2025 to Sep 4, 2026
- Pension RAUM · $8.5B to $10BSep 25, 2025 to Sep 4, 2026
- RAUM · $10B to $12BSep 25, 2025 to Sep 4, 2026
- Succession · false to unsetSep 25, 2025 to Sep 4, 2026
- Accounts · 1,011 to 1,085Sep 25, 2024 to Sep 25, 2025
- HNW clients · 148 to 151Sep 25, 2024 to Sep 25, 2025
- Individual clients · 198 to 207Sep 25, 2024 to Sep 25, 2025
- Pension plan clients · 76 to 81Sep 25, 2024 to Sep 25, 2025
- Financial planning clients · 11-25 to 26-50Sep 25, 2024 to Sep 25, 2025
- Discretionary RAUM · $3.0B to $3.4BSep 25, 2024 to Sep 25, 2025
- HNW RAUM · $591M to $647MSep 25, 2024 to Sep 25, 2025
- Individual RAUM · $127M to $159MSep 25, 2024 to Sep 25, 2025
- Non-discretionary RAUM · $6.0B to $6.7BSep 25, 2024 to Sep 25, 2025
- Pension RAUM · $7.5B to $8.5BSep 25, 2024 to Sep 25, 2025
- RAUM · $9.0B to $10BSep 25, 2024 to Sep 25, 2025
- Accounts · 957 to 1,011May 1, 2024 to Sep 25, 2024
- Advisory employees · 21 to 22May 1, 2024 to Sep 25, 2024
- Charity clients · 13 to 16May 1, 2024 to Sep 25, 2024
- HNW clients · 149 to 148May 1, 2024 to Sep 25, 2024
- Individual clients · 191 to 198May 1, 2024 to Sep 25, 2024
- Pension plan clients · 78 to 76May 1, 2024 to Sep 25, 2024
- Employees · 22 to 23May 1, 2024 to Sep 25, 2024
- State-registered IARs · 21 to 22May 1, 2024 to Sep 25, 2024
- Discretionary RAUM · $2.6B to $3.0BMay 1, 2024 to Sep 25, 2024
- HNW RAUM · $490M to $591MMay 1, 2024 to Sep 25, 2024
- Individual RAUM · $118M to $127MMay 1, 2024 to Sep 25, 2024
- Non-discretionary RAUM · $5.2B to $6.0BMay 1, 2024 to Sep 25, 2024
Signals
18 dated events
- Nathan Randolph Bailey left Conrad Siegel Investment Advisors for Stonebridge Financial Group, Llc (registered 2026-06-03)Jun 10, 2026 · Advisor changed firm · fact
- Murray Conrad Siegel (Director) no longer on Schedule A of Conrad Siegel Investment Advisors (listed 2024-05-01, absent 2024-09-25)Sep 25, 2024 · Control person left · inference
- Johns Frederick Gard (Director) appeared on Schedule A of Conrad Siegel Investment AdvisorsSep 25, 2024 · Control person joined · fact
- Loretta Catherine Azeles (Director) appeared on Schedule A of Conrad Siegel Investment AdvisorsSep 25, 2023 · Control person joined · fact
- Henry David Killick (Director) no longer on Schedule A of Conrad Siegel Investment Advisors (listed 2023-03-08, absent 2023-09-25)Sep 25, 2023 · Control person left · inference
- Bansari Patel left Conrad Siegel Investment Advisors for Equitable Advisors, Llc (registered 2024-06-25)May 12, 2023 · Advisor changed firm · fact
- Bridget Quigley Casher left Conrad Siegel Investment Advisors for Hightower Advisors, Llc (registered 2023-01-23)Jan 11, 2023 · Advisor changed firm · fact
- John Robert Mrazik (Chief Compliance Officer) no longer on Schedule A of Conrad Siegel Investment Advisors (listed 2021-09-22, absent 2022-01-11)Jan 11, 2022 · Control person left · inference
- Conrad Siegel Investment Advisors reported RAUM $7.9B, up 28% from $6.2B (2021-02-05 to 2021-09-22)Sep 22, 2021 · RAUM change · derived
- Ryan Joshua Mayhue (Director) appeared on Schedule A of Conrad Siegel Investment AdvisorsSep 22, 2021 · Control person joined · fact
- Ann Holly Ross (Director) no longer on Schedule A of Conrad Siegel Investment Advisors (listed 2021-02-05, absent 2021-09-22)Sep 22, 2021 · Control person left · inference
- Mari Janel Leymeister (Director) no longer on Schedule A of Conrad Siegel Investment Advisors (listed 2021-02-05, absent 2021-09-22)Sep 22, 2021 · Control person left · inference
- Scott Trevor Bare (Director) appeared on Schedule A of Conrad Siegel Investment AdvisorsSep 18, 2020 · Control person joined · fact
- Patrick James Pyne (Director) appeared on Schedule A of Conrad Siegel Investment AdvisorsSep 18, 2020 · Control person joined · fact
- Ann Ashley Wise (Director) appeared on Schedule A of Conrad Siegel Investment AdvisorsSep 18, 2020 · Control person joined · fact
- Preston David Lytle (Director) appeared on Schedule A of Conrad Siegel Investment AdvisorsSep 18, 2020 · Control person joined · fact
- James Robert Dolan (Director Emeritus) no longer on Schedule A of Conrad Siegel Investment Advisors (listed 2020-06-15, absent 2020-09-18)Sep 18, 2020 · Control person left · inference
- Adam Kevin Erb (Director) no longer on Schedule A of Conrad Siegel Investment Advisors (listed 2020-06-15, absent 2020-09-18)Sep 18, 2020 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/CONRAD-SIEGELreportedpublic record, Form ADV, Sep 17, 2026
- Website
- conradsiegeladvisors.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (717) 652-5633reportedpublic record, Form ADV, Sep 4, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $505Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026