DFX Intelligence

E••••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM under $100M

E••••• A•••••••• L••

CRD 309902

OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:da78f873-3cf4-5728-9ad9-28c706a64982

Data as of Mar 27, 2025 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 23
Dated events: 12
On other graphs: 1
Observed: Jun 29, 2020 to Mar 27, 2025
23 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

E••••• A•••••••• L••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $94.5M••• Locked
Discretionary RAUM: $89.1M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2
Advisory employees

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
E••••• I••••••••• L••	MANAGING MEMBER	E	yes	06/2020	Jun 29, 2020	Apr 30, 2024
F••• I• U•• L••	GENERAL PARTNER	F	yes	01/2014	May 25, 2021	Apr 30, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
T••••••• C•••••• A•••••••• L•••••	n/a	Asset manager	$8.9B	N	yes	n/a
E••••• A••••••• L••••••	n/a	Former SEC adviser	$1.4B	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Mar 27, 2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$94.5M	$601M	-84.3%	$545M	-44.2%	2	24	0	0

Relationships

Affiliated with (7)

← T••••••• C•••••• A•••••••• L•••••Registered adviserother investment adviser, common control
factForm ADV
→ T••••••• C•••••• A•••••••• L•••••Registered adviserother investment adviser, bank, common control
factForm ADV
→ E••••• A••••••• L••••••Registered adviserother investment adviser, bank, common control
factForm ADV
→ TIS ADVISORSRegistered adviserother investment adviser, bank, common control

Dated events

Occurred
Aug 1, 2025
Left the SEC roster
E••••• A•••••••• L•• no longer on the SEC adviser roster (last listed 2025-07-01, RAUM $94.5M)
Form ADVobserved 7 days ago
$94.5M
Occurred
Mar 27, 2025
Regulatory AUM changed
E••••• A•••••••• L•• reported RAUM $94.5M, down 84% from $601.4M (2025-01-24 to 2025-03-27)
Form ADVobserved 7 days ago
$-507M
Occurred
Mar 30, 2024
Control person left
Paul Gary Henson (Director) no longer on Schedule A of E••••• A•••••••• L•• (listed 2024-01-31, absent 2024-03-30)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:da78f873-3cf4-5728-9ad9-28c706a64982
First observed: Jun 29, 2020
Last observed: Mar 27, 2025 18 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Controls (13)

← L••••• M•••••• P••••••• L••OwnerMANAGING MEMBER, ownership code E, domestic entity
May 25, 2021 to Apr 30, 2024factForm ADV
← E••••• I••••••••• L••OwnerMANAGING MEMBER, ownership code E, domestic entity
Jun 29, 2020 to Apr 30, 2024factForm ADV
← F••• I• U•• L••OwnerGENERAL PARTNER, ownership code F, domestic entity
May 25, 2021 to Apr 30, 2024factForm ADV
← H••• H••••••• L••OwnerMEMBER, ownership code C, domestic entity
Jun 29, 2020 to Apr 30, 2024factForm ADV
← L• T••••••• H••••••• C••••••••• L••OwnerMEMBER, ownership code C, domestic entity
Jun 29, 2020 to Apr 30, 2024factForm ADV
← L• T••••••• H••••••• L••OwnerMEMBER, ownership code D, domestic entity
Jun 29, 2020 to Apr 30, 2024factForm ADV
← L• T••••••• I••••••••• H••••••• I• C••••••••• L••OwnerMEMBER, ownership code D, domestic entity
Jun 29, 2020 to Apr 30, 2024factForm ADV
← L• T••••••• I••••••••• H••••••• I• L••OwnerMANAGING MEMBER, ownership code D, domestic entity
Jun 29, 2020 to Apr 30, 2024factForm ADV
← L• T••••••• I••••••••• H••••••• I••• I•••OwnerMEMBER, ownership code C, domestic entity
Jun 29, 2020 to Apr 30, 2024factForm ADV
← L••••• M•••••• E••••• A••••••• I• L•OwnerGENERAL PARTNER, ownership code F, domestic entity
Jun 29, 2020 to Apr 30, 2024factForm ADV
← L••••• M•••••• E••••• P••••••• I• L•OwnerMEMBER, ownership code D, domestic entity
Jun 29, 2020 to Apr 30, 2024factForm ADV
← T••••••••• B••••••• L••OwnerSOLE MEMBER, ownership code E, domestic entity
Aug 7, 2020 to Apr 30, 2024factForm ADV
← T••••••••• P••••• H••••• L••OwnerSOLE MEMBER, ownership code E, domestic entity
Aug 7, 2020 to Apr 30, 2024factForm ADV