DFX Intelligence

Data Factory

RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

TORTOISE CAPITAL ADVISORS, L.L.C.

CRD 123711

OVERLAND PARK, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e262f7c5-2229-12ee-653f-86ccefe2c102

Data as of Apr 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 61
Dated events: 17
On other graphs: 2
Observed: Mar 29, 2012 to Apr 30, 2026
53 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand; an owner is a different entity, resolved from Schedule A/B

Private Equityidentity

Tortoise Capital Advisors, L.L.C.

Private equity manager · shared crd

Independent Sponsorsidentity

Tortoise Capital Advisors, L.L.C.

Capital provider to sponsors · shared crd

Private Equityowner

LM Tortoise Holdings Co-Investment LLC

owned by this fund per Schedule A/B (the fund is on its sponsor's Form ADV) · confidence 90% · family precision 100%

Private Equityowner

LM Tortoise Investment Holdings IV Co-Investment LLC

owned by this fund per Schedule A/B (the fund is on its sponsor's Form ADV) · confidence 90% · family precision 100%

Private Equityowner

Lovell Minnick Equity Partners IV LP

owned by this fund per Schedule A/B (the fund is on its sponsor's Form ADV) · confidence 90% · family precision 100%

Private Equityowner

Lovell Minnick Equity Partners Iv-A LP

owned by this fund per Schedule A/B (the fund is on its sponsor's Form ADV) · confidence 90% · family precision 100%

Private Equityowner

Lovell Minnick Partners LLC

owned by this firm per Schedule A (the owner's CRD) · confidence 90% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.06 fund_share=0.67 institutional_share=0.25 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $8.9BItem 5.F on the latest filing (2026-04-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $8.9B
Private client RAUM: $506MderivedItem 5.D individuals plus high net worth individuals
Private client share: 6%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 8
RAUM per advisor: $1.1Bderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 34
Advisory employees: 15
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 344
Individual clients: 5
High net worth clients: 259
Private funds: 1Schedule D 7.B(1)
SEC number: 801-61622
CIK: 1280965
CRD: 123711
Filings on the tape: 53
First filed: Mar 29, 2012
Latest filed: Apr 30, 2026
Organised: Limited Liability Company, DE

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
BRIAN ALAN KESSENS	Chartered Financial Analyst	OVERLAND PARK, KS	13	21	n/a	no
MATTHEW GREGORY PRESTON SALLEE	Chartered Financial Analyst	OVERLAND PARK, KS	13	21	n/a	no
JAMES RYAN MICK	Chartered Financial Analyst	OVERLAND PARK, KS	13	20	n/a	no
ROBERT JOSEPH THUMMEL	n/a	OVERLAND PARK, KS	13	22	n/a	no
ALEXIS PAOLANTONIO PICKARD	n/a	OVERLAND PARK, KS	0	21	2	yes
CRAIG RICHARDSON FISHER	n/a	OVERLAND PARK, KS	0	17	2	yes
JACOB DILLON FORD	n/a	OVERLAND PARK, KS	0	18	4	yes
BRETT DAVID WRIGHT	n/a	OVERLAND PARK, KS	0	33	4	yes

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
US ENERGY I, LLC	Other Private Fund	$108M	Jan 13, 2021	2	Mar 30, 2016	dropped	n/a
TORTOISE COMMINGLED MLP FUND, LLC	Other Private Fund	$77.1M	Aug 2, 2024	53	Mar 30, 2015	reported	021-218331
TORTOISE DIRECT OPPORTUNITIES FUND II, LP	Hedge Fund	$8.1M	Aug 2, 2024	65	Mar 29, 2018	reported	021-308532
TORTOISE DIRECT OPPORTUNITIES FUND, LP	Hedge Fund	$0	Jan 26, 2023	0	Mar 30, 2017	dropped	021-265506
TORTOISE TALF OPPORTUNITIES FUND, LP	Hedge Fund	$0	Jan 26, 2023	0	Mar 31, 2021	dropped	021-368890

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Behrens, Brent, Wayne	CHIEF FINANCIAL OFFICER	F	yes	04/2024	Nov 14, 2023	Aug 2, 2024
Behrens, Brent, Wayne	CHIEF FINANCIAL OFFICER	Na	yes	04/2024	Nov 14, 2023	Aug 2, 2024
FLORENCE, THOMAS, IBBERSON	CHIEF EXECUTIVE OFFICER	Na	yes	04/2024	Mar 30, 2024	Aug 2, 2024
FLORENCE, THOMAS, IBBERSON	CHIEF EXECUTIVE OFFICER	F	yes	04/2024	Mar 30, 2024	Aug 2, 2024
FUND IV UGP LLC	GENERAL PARTNER	F	yes	01/2014	May 25, 2021	Aug 2, 2024
HCF4 HOLDINGS LLC	Member	C	yes	01/2018	Feb 13, 2018	Aug 2, 2024
KRUSKE, JEFFREY, SCOTT	GENERAL COUNSEL	Na	yes	04/2024	Mar 30, 2024	Aug 2, 2024
KRUSKE, JEFFREY, SCOTT	GENERAL COUNSEL	F	yes	04/2024	Mar 30, 2024	Aug 2, 2024
LM TORTOISE HOLDINGS CO-INVESTMENT LLC	Member	C	yes	01/2018	Feb 13, 2018	Aug 2, 2024
LM TORTOISE HOLDINGS LLC	Member	D	yes	04/2024	Feb 13, 2018	Aug 2, 2024
LM TORTOISE INVESTMENT HOLDINGS IV CO-INVESTMENT LLC	Member	D	yes	01/2018	Feb 13, 2018	Aug 2, 2024
LM TORTOISE INVESTMENT HOLDINGS IV LLC	MANAGING MEMBER	D	yes	01/2018	Feb 13, 2018	Aug 2, 2024
LM TORTOISE INVESTMENT HOLDINGS IV-A INC.	Member	C	yes	01/2018	Feb 13, 2018	Aug 2, 2024
LOVELL MINNICK EQUITY ADVISORS IV LP	GENERAL PARTNER	F	yes	01/2014	Feb 13, 2018	Aug 2, 2024
LOVELL MINNICK EQUITY ADVISORS IV LP	GENERAL PARTNER	F	yes	01/2014	Feb 13, 2018	Aug 2, 2024
LOVELL MINNICK EQUITY PARTNERS IV LP	Member	D	yes	01/2018	Feb 13, 2018	Aug 2, 2024
LOVELL MINNICK EQUITY PARTNERS IV-A LP	Owner	E	yes	01/2018	Feb 13, 2018	Aug 2, 2024
LOVELL MINNICK PARTNERS LLC	MANAGING MEMBER	E	yes	01/2014	May 25, 2021	Aug 2, 2024
TORTOISEECOFIN BORROWER LLC (FORMERLY TORTOISE BORROWER LLC)	MANAGING MEMBER	E	yes	01/2018	Aug 7, 2020	Aug 2, 2024
TORTOISEECOFIN PARENT HOLDCO LLC (FORMERLY TORTOISE PARENT HOLDCO LLC)	SOLE MEMBER	E	yes	01/2018	Aug 7, 2020	Aug 2, 2024
BONO, DIANE, MARIE	CHIEF COMPLIANCE OFFICER	Na	no	06/2006	Mar 29, 2012	Aug 2, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ECOFIN ADVISORS LIMITED	n/a	Former SEC adviser	$1.4B	N	yes	n/a
TORTOISE INDEX SOLUTIONS, LLC	n/a	Former SEC adviser	$719M	N	yes	n/a
ECOFIN ADVISORS, LLC	n/a	Former SEC adviser	$94.5M	N	yes	n/a
ECOFIN DSIF IV GP LLC	n/a	n/a	n/a	N	yes	n/a
ECOFIN EC GP, LLC	n/a	n/a	n/a	N	yes	n/a
ECOFIN ETA GP, LLC	n/a	n/a	n/a	N	yes	n/a
ECOFIN MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a
TORTOISE DIRECT OPPORTUNITIES GP II LLC	n/a	n/a	n/a	N	yes	n/a
TORTOISE MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a
TORTOISEECOFIN DSIF II GP, LLC	n/a	n/a	n/a	N	yes	n/a
TORTOISEECOFIN DSIF III GP, LLC	n/a	n/a	n/a	N	yes	n/a
TORTOISEECOFIN EOF GP, LLC	n/a	n/a	n/a	N	yes	n/a
TORTOISEECOFIN MUNICIPAL CREDIT GP, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 17

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 30, 2026	$8.9B	$8.9B	34	15	0	1	n/a
2024	Apr 29, 2025	$8.4B	$8.4B	36	19	0	2	n/a
2023	Mar 30, 2024	$6.9B	$6.9B	54	23	0	2	$85.3M
2022	Mar 30, 2023	$7.3B	$7.3B	71	32	0	2	$90.2M
2021	Mar 30, 2022	$7.1B	$7.1B	85	32	2	4	$92.2M
2020	Mar 31, 2021	$6.3B	$6.3B	91	41	3	4	$220M
2019	Mar 30, 2020	$18B	$18B	102	43	3	6	$779M
2018	Mar 29, 2019	$15B	$15B	95	27	3	4	$616M
2017	Mar 29, 2018	$15B	$15B	85	24	2	4	$630M
2016	Mar 30, 2017	$16B	$16B	79	26	n/a	3	$563M
2015	Mar 30, 2016	$12B	$12B	63	31	n/a	2	$264M
2014	Mar 30, 2015	$16B	$16B	59	30	n/a	1	$76.5M
2013	Mar 31, 2014	$15B	$15B	48	27	n/a	n/a	n/a
2012	Mar 27, 2013	$11B	$11B	48	28	n/a	n/a	n/a
2011	Mar 29, 2012	$8.2B	$8.2B	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$8.9B	$8.4B	5.7%	$7.3B	7.2%	34	36	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
TORTOISEECOFIN INVESTMENTS PARTNERS, LLC	3	Dec 13, 2023	Oct 17, 2025	OVERLAND PARK, KS	Firm absorbed	Other	75.0%

Relationships

Affiliated with (25)

→ ECOFIN ADVISORS LIMITEDRegistered adviserother investment adviser, bank, common control
factForm ADV
→ TIS ADVISORSRegistered adviserother investment adviser, bank, common control
factForm ADV
→ ECOFIN ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← ECOFIN ADVISORS, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← TIS ADVISORSRegistered adviserother investment adviser, bank, common control
factForm ADV
← ECOFIN ADVISORS LIMITEDRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← TORTOISEECOFIN INVESTMENTS PARTNERS, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← TORTOISE CREDIT STRATEGIES, LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← MARINER WEALTH ADVISORSRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← MARINER WEALTH ADVISORSRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← MARINER WEALTH ADVISORSRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← TORTOISE CLEAN ENERGY PARTNERS, LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← 440 INVESTMENT GROUP, LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← MARINER WEALTH ADVISORSRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← SILVERWEST HOTELS LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← VARIANT, LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← MARINER WEALTH ADVISORSRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← REALTYCLUB INVESTMENT ADVISORS LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← GIRALDA ADVISORS, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← MONTAGE INVESTMENTS, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← RB INVESTMENTS, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← FIRSTPOINT FINANCIAL, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← TORRAYRESOLUTE, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← FIRSTPOINT FINANCIAL, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← TACTICAL INVESTMENT MANAGERS, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV

Registered with (9)

← BRETT DAVID WRIGHTAdvisorregistration: current employment
Dec 8, 2025 to presentfactForm ADV
← ALEXIS PAOLANTONIO PICKARDAdvisorregistration: current employment
Oct 17, 2025 to presentfactForm ADV
← CRAIG RICHARDSON FISHERAdvisorregistration: current employment
Oct 17, 2025 to presentfactForm ADV
← JACOB DILLON FORDAdvisorregistration: current employment
Oct 17, 2025 to presentfactForm ADV
← ROBERT JOSEPH THUMMELAdvisorregistration: current employment
Jun 14, 2013 to presentfactForm ADV
← BRIAN ALAN KESSENSAdvisorregistration: current employment
May 15, 2013 to presentfactForm ADV
← MATTHEW GREGORY PRESTON SALLEEAdvisorregistration: current employment
May 15, 2013 to presentfactForm ADV
← JAMES RYAN MICKAdvisorregistration: current employment
May 15, 2013 to presentfactForm ADV
← BRETT RYAN JERGENSAdvisorregistration: previous registration
Feb 13, 2018 to Apr 21, 2020factForm ADV

Advises (5)

→ TORTOISE COMMINGLED MLP FUND, LLCPrivate fundOther Private Fund, IA
Mar 30, 2015 to presentfactForm ADV
→ TORTOISE DIRECT OPPORTUNITIES FUND II, LPPrivate fundHedge Fund, IA
Mar 29, 2018 to presentfactForm ADV
→ TORTOISE DIRECT OPPORTUNITIES FUND, LPPrivate fundHedge Fund, IA, no longer reported
Mar 30, 2017 to Jan 26, 2023factForm ADV
→ TORTOISE TALF OPPORTUNITIES FUND, LPPrivate fundHedge Fund, IA, no longer reported
Mar 31, 2021 to Jan 26, 2023factForm ADV
→ US ENERGY I, LLCPrivate fundOther Private Fund, IA, no longer reported
Mar 30, 2016 to Jan 13, 2021factForm ADV

Moved with (1)

← TORTOISEECOFIN INVESTMENTS PARTNERS, LLCRegistered adviser3 advisors, firm absorbed, same day
Dec 13, 2023 to Oct 17, 2025factForm ADV

Controls (16)

← FLORENCE, THOMAS, IBBERSONOwnerCHIEF EXECUTIVE OFFICER, ownership code F, individual
Mar 30, 2024 to Aug 2, 2024factForm ADV
← LOVELL MINNICK PARTNERS LLCOwnerMANAGING MEMBER, ownership code E, domestic entity
May 25, 2021 to Aug 2, 2024factForm ADV
← KRUSKE, JEFFREY, SCOTTOwnerGENERAL COUNSEL, ownership code F, individual
Mar 30, 2024 to Aug 2, 2024factForm ADV
← Behrens, Brent, WayneOwnerCHIEF FINANCIAL OFFICER, ownership code F, individual
Nov 14, 2023 to Aug 2, 2024factForm ADV
← FUND IV UGP LLCOwnerGENERAL PARTNER, ownership code F, domestic entity
May 25, 2021 to Aug 2, 2024factForm ADV
← HCF4 HOLDINGS LLCOwnerMEMBER, ownership code C, domestic entity
Feb 13, 2018 to Aug 2, 2024factForm ADV
← LM TORTOISE HOLDINGS CO-INVESTMENT LLCOwnerMEMBER, ownership code C, domestic entity
Feb 13, 2018 to Aug 2, 2024factForm ADV
← LM TORTOISE HOLDINGS LLCOwnerMEMBER, ownership code D, domestic entity
Feb 13, 2018 to Aug 2, 2024factForm ADV
← LM TORTOISE INVESTMENT HOLDINGS IV CO-INVESTMENT LLCOwnerMEMBER, ownership code D, domestic entity
Feb 13, 2018 to Aug 2, 2024factForm ADV
← LM TORTOISE INVESTMENT HOLDINGS IV LLCOwnerMANAGING MEMBER, ownership code D, domestic entity
Feb 13, 2018 to Aug 2, 2024factForm ADV
← LM TORTOISE INVESTMENT HOLDINGS IV-A INC.OwnerMEMBER, ownership code C, domestic entity
Feb 13, 2018 to Aug 2, 2024factForm ADV
← LOVELL MINNICK EQUITY ADVISORS IV LPOwnerGENERAL PARTNER, ownership code F, domestic entity
Feb 13, 2018 to Aug 2, 2024factForm ADV
← LOVELL MINNICK EQUITY PARTNERS IV LPOwnerMEMBER, ownership code D, domestic entity
Feb 13, 2018 to Aug 2, 2024factForm ADV
← LOVELL MINNICK EQUITY PARTNERS IV-A LPOwnerOWNER, ownership code E, domestic entity
Feb 13, 2018 to Aug 2, 2024factForm ADV
← TORTOISEECOFIN BORROWER LLC (FORMERLY TORTOISE BORROWER LLC)OwnerMANAGING MEMBER, ownership code E, domestic entity
Aug 7, 2020 to Aug 2, 2024factForm ADV
← TORTOISEECOFIN PARENT HOLDCO LLC (FORMERLY TORTOISE PARENT HOLDCO LLC)OwnerSOLE MEMBER, ownership code E, domestic entity
Aug 7, 2020 to Aug 2, 2024factForm ADV

Owns (1)

← BONO, DIANE, MARIEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 29, 2012 to Aug 2, 2024factForm ADV

Dated events

Occurred
Mar 30, 2024
Control person joined
Ibberson Thomas Florence (Chief Executive Officer) appeared on Schedule A of Tortoise Capital Advisors, L.L.C.
Form ADVobserved 4 days ago
Occurred
Mar 30, 2024
Control person joined
Scott Jeffrey Kruske (General Counsel) appeared on Schedule A of Tortoise Capital Advisors, L.L.C.
Form ADVobserved 4 days ago
Occurred
Mar 30, 2024
Control person left
Kevin Harold Birzer (Chief Executive Officer) no longer on Schedule A of Tortoise Capital Advisors, L.L.C. (listed 2024-01-31, absent 2024-03-30)
Form ADVobserved 4 days ago
Occurred
Mar 30, 2024
Control person left
Paul Gary Henson (President) no longer on Schedule A of Tortoise Capital Advisors, L.L.C. (listed 2024-01-31, absent 2024-03-30)
Form ADVobserved 4 days ago
Occurred
Mar 30, 2024
Control person left
Gregory Preston Matthew Sallee (Director) no longer on Schedule A of Tortoise Capital Advisors, L.L.C. (listed 2024-01-31, absent 2024-03-30)
Form ADVobserved 4 days ago
Occurred
Mar 30, 2024
Control person left
Alan Brian Kessens (Director) no longer on Schedule A of Tortoise Capital Advisors, L.L.C. (listed 2024-01-31, absent 2024-03-30)
Form ADVobserved 4 days ago
Occurred
Mar 30, 2024
Control person left
Joseph Robert Thummel (Director) no longer on Schedule A of Tortoise Capital Advisors, L.L.C. (listed 2024-01-31, absent 2024-03-30)
Form ADVobserved 4 days ago
Occurred
Dec 13, 2023
Firm absorbed
Tortoiseecofin Investments Partners, LLC's advisors moved to Tortoise Capital Advisors, L.L.C. (Overland Park, KS): 3 of 4 registered, on the same day
Form ADVobserved 4 days ago
3 advisors
Occurred
Nov 14, 2023
Control person joined
Wayne Brent Behrens (Director) appeared on Schedule A of Tortoise Capital Advisors, L.L.C.
Form ADVobserved 4 days ago
Occurred
Nov 14, 2023
Control person joined
Alan Brian Kessens (Director) appeared on Schedule A of Tortoise Capital Advisors, L.L.C.
Form ADVobserved 4 days ago
Occurred
Nov 14, 2023
Control person joined
Joseph Robert Thummel (Director) appeared on Schedule A of Tortoise Capital Advisors, L.L.C.
Form ADVobserved 4 days ago
Occurred
Nov 14, 2023
Control person left
Ross Michelle Johnston (Director) no longer on Schedule A of Tortoise Capital Advisors, L.L.C. (listed 2023-08-07, absent 2023-11-14)
Form ADVobserved 4 days ago
Occurred
Nov 14, 2023
Control person left
Jon Brent Newcomb (Director) no longer on Schedule A of Tortoise Capital Advisors, L.L.C. (listed 2023-08-07, absent 2023-11-14)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2021
Regulatory AUM changed
Tortoise Capital Advisors, L.L.C. reported RAUM $6.3B, down 64% from $17.5B (2021-01-13 to 2021-03-31)
Form ADVobserved 4 days ago
$-11.2B
Occurred
Jan 9, 2020
Control person left
Connie Savage (Chief Operating Officer) no longer on Schedule A of Tortoise Capital Advisors, L.L.C. (listed 2019-12-02, absent 2020-01-09)
Form ADVobserved 4 days ago
Occurred
Jan 9, 2020
Control person left
Jean Connie Savage (Chief Operating Officer) no longer on Schedule A of Tortoise Capital Advisors, L.L.C. (listed 2019-12-02, absent 2020-01-09)
Form ADVobserved 4 days ago
Occurred
Mar 29, 2019
Control person joined
Jon Brent Newcomb (Director) appeared on Schedule A of Tortoise Capital Advisors, L.L.C.
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e262f7c5-2229-12ee-653f-86ccefe2c102
First observed: Mar 29, 2012
Last observed: Apr 30, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TORTOISE CAPITAL ADVISORS, L.L.C.

CRD 123711

OVERLAND PARK, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e262f7c5-2229-12ee-653f-86ccefe2c102

Data as of Apr 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:50 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

BRIAN ALAN KESSENS

Chartered Financial Analyst

OVERLAND PARK, KS

n/a

MATTHEW GREGORY PRESTON SALLEE

Chartered Financial Analyst

OVERLAND PARK, KS

n/a

JAMES RYAN MICK

Chartered Financial Analyst

OVERLAND PARK, KS

n/a

ROBERT JOSEPH THUMMEL

n/a

OVERLAND PARK, KS

n/a

ALEXIS PAOLANTONIO PICKARD

n/a

OVERLAND PARK, KS

yes

CRAIG RICHARDSON FISHER

n/a

OVERLAND PARK, KS

yes

JACOB DILLON FORD

n/a

OVERLAND PARK, KS

yes

BRETT DAVID WRIGHT

n/a

OVERLAND PARK, KS

yes

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

US ENERGY I, LLC

Other Private Fund

$108M

Jan 13, 2021

Mar 30, 2016

dropped

n/a

TORTOISE COMMINGLED MLP FUND, LLC

Other Private Fund

$77.1M

Aug 2, 2024

Mar 30, 2015

reported

021-218331

TORTOISE DIRECT OPPORTUNITIES FUND II, LP

Hedge Fund

$8.1M

Aug 2, 2024

Mar 29, 2018

reported

021-308532

TORTOISE DIRECT OPPORTUNITIES FUND, LP

Hedge Fund

Jan 26, 2023

Mar 30, 2017

dropped

021-265506

TORTOISE TALF OPPORTUNITIES FUND, LP

Hedge Fund

Jan 26, 2023

Mar 31, 2021

dropped

021-368890

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Behrens, Brent, Wayne

CHIEF FINANCIAL OFFICER

yes

04/2024

Nov 14, 2023

Aug 2, 2024

Behrens, Brent, Wayne

CHIEF FINANCIAL OFFICER

yes

04/2024

Nov 14, 2023

Aug 2, 2024

FLORENCE, THOMAS, IBBERSON

CHIEF EXECUTIVE OFFICER

yes

04/2024

Mar 30, 2024

Aug 2, 2024

FLORENCE, THOMAS, IBBERSON

CHIEF EXECUTIVE OFFICER

yes

04/2024

Mar 30, 2024

Aug 2, 2024

FUND IV UGP LLC

GENERAL PARTNER

yes

01/2014

May 25, 2021

Aug 2, 2024

HCF4 HOLDINGS LLC

Member

yes

01/2018

Feb 13, 2018

Aug 2, 2024

KRUSKE, JEFFREY, SCOTT

GENERAL COUNSEL

yes

04/2024

Mar 30, 2024

Aug 2, 2024

KRUSKE, JEFFREY, SCOTT

GENERAL COUNSEL

yes

04/2024

Mar 30, 2024

Aug 2, 2024

LM TORTOISE HOLDINGS CO-INVESTMENT LLC

Member

yes

01/2018

Feb 13, 2018

Aug 2, 2024

LM TORTOISE HOLDINGS LLC

Member

yes

04/2024

Feb 13, 2018

Aug 2, 2024

LM TORTOISE INVESTMENT HOLDINGS IV CO-INVESTMENT LLC

Member

yes

01/2018

Feb 13, 2018

Aug 2, 2024

LM TORTOISE INVESTMENT HOLDINGS IV LLC

MANAGING MEMBER

yes

01/2018

Feb 13, 2018

Aug 2, 2024

LM TORTOISE INVESTMENT HOLDINGS IV-A INC.

Member

yes

01/2018

Feb 13, 2018

Aug 2, 2024

LOVELL MINNICK EQUITY ADVISORS IV LP

GENERAL PARTNER

yes

01/2014

Feb 13, 2018

Aug 2, 2024

LOVELL MINNICK EQUITY ADVISORS IV LP

GENERAL PARTNER

yes

01/2014

Feb 13, 2018

Aug 2, 2024

LOVELL MINNICK EQUITY PARTNERS IV LP

Member

yes

01/2018

Feb 13, 2018

Aug 2, 2024

LOVELL MINNICK EQUITY PARTNERS IV-A LP

Owner

yes

01/2018

Feb 13, 2018

Aug 2, 2024

LOVELL MINNICK PARTNERS LLC

MANAGING MEMBER

yes

01/2014

May 25, 2021

Aug 2, 2024

TORTOISEECOFIN BORROWER LLC (FORMERLY TORTOISE BORROWER LLC)

MANAGING MEMBER

yes

01/2018

Aug 7, 2020

Aug 2, 2024

TORTOISEECOFIN PARENT HOLDCO LLC (FORMERLY TORTOISE PARENT HOLDCO LLC)

SOLE MEMBER

yes

01/2018

Aug 7, 2020

Aug 2, 2024

BONO, DIANE, MARIE

CHIEF COMPLIANCE OFFICER

06/2006

Mar 29, 2012

Aug 2, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ECOFIN ADVISORS LIMITED

n/a

Former SEC adviser

$1.4B

yes

n/a

TORTOISE INDEX SOLUTIONS, LLC

n/a

Former SEC adviser

$719M

yes

n/a

ECOFIN ADVISORS, LLC

n/a

Former SEC adviser

$94.5M

yes

n/a

ECOFIN DSIF IV GP LLC

n/a

yes

n/a

ECOFIN EC GP, LLC

n/a

yes

n/a

ECOFIN ETA GP, LLC

n/a

yes

n/a

ECOFIN MANAGEMENT, LLC

n/a

yes

n/a

TORTOISE DIRECT OPPORTUNITIES GP II LLC

n/a

yes

n/a

TORTOISE MANAGEMENT, LLC

n/a

yes

n/a

TORTOISEECOFIN DSIF II GP, LLC

n/a

yes

n/a

TORTOISEECOFIN DSIF III GP, LLC

n/a

yes

n/a

TORTOISEECOFIN EOF GP, LLC

n/a

yes

n/a

TORTOISEECOFIN MUNICIPAL CREDIT GP, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 30, 2026

$8.9B

n/a

2024

Apr 29, 2025

$8.4B

n/a

2023

Mar 30, 2024

$6.9B

$85.3M

2022

Mar 30, 2023

$7.3B

$90.2M

2021

Mar 30, 2022

$7.1B

$92.2M

2020

Mar 31, 2021

$6.3B

$220M

2019

Mar 30, 2020

$18B

102

$779M

2018

Mar 29, 2019

$15B

$616M

2017

Mar 29, 2018

$15B

$630M

2016

Mar 30, 2017

$16B

n/a

$563M

2015

Mar 30, 2016

$12B

n/a

$264M

2014

Mar 30, 2015

$16B

n/a

$76.5M

2013

Mar 31, 2014

$15B

n/a

2012

Mar 27, 2013

$11B

n/a

2011

Mar 29, 2012

$8.2B

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$8.9B

$8.4B

5.7%

$7.3B

7.2%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

TORTOISEECOFIN INVESTMENTS PARTNERS, LLC

Dec 13, 2023

Oct 17, 2025

OVERLAND PARK, KS

Firm absorbed

Other

75.0%