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Former SEC-registered adviser

E••••• A•••••••• L••

Former SEC-registered adviserOverland Park, KansasCRD 309902SEC 801-119181IAPD
Latest filing Mar 27, 2025
First filing on the tape Jun 29, 2020 · 23 filings
SEC status approved since Jul 28, 2020
RAUM
$94.5M
reported, Item 5.F
Discretionary
94%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$94.5M as of Mar 27, 2025
Mar 31, 2021$546M then
HNW client RAUM$0 as of Mar 27, 2025
Mar 31, 2021$7.0M then
State-registered IARs (5.B.3)0 as of Mar 27, 2025
Mar 31, 20210 then
Employees (5.A)2 as of Mar 27, 2025
Mar 31, 202135 then
Private funds5 as of Mar 30, 2024
Mar 31, 20213 then
RAUM -84% over the last fiscal year-44% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2025; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$47.3MderivedRAUM over accounts (5.F.2.f)
Discretionary
94%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-84%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
-100%derived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehicles, otherreportedItem 5.G
Ownership
a PE fund or sponsor is a 25 percent or greater owner on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$89.1M100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
2reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • S••••••• S••••• L••• · Chief Compliance Officer
        since 06/2020 · owns less than 5%
      Entity owners
      • E••••• I••••••••• L•• · Managing Member
        direct · owns 75% or more
      • F••• I• U•• L•• · General Partner
        indirect · owns F of L••••• M•••••• E••••• A••••••• I• L•
      • H••• H••••••• L•• · Member
        indirect · owns 25% to 50% of L• T••••••• H••••••• C••••••••• L••
      • L• T••••••• H••••••• C••••••••• L•• · Member
        indirect · owns 25% to 50% of L• T••••••• H••••••• L••
      • L• T••••••• H••••••• L•• · Member
        indirect · owns 50% to 75% of T••••••••• P••••• H••••• L••
      • L• T••••••• I••••••••• H••••••• I• C••••••••• L•• · Member
        indirect · owns 50% to 75% of L• T••••••• H••••••• L••
      • L• T••••••• I••••••••• H••••••• I• L•• · Managing Member
        indirect · owns 50% to 75% of L• T••••••• I••••••••• H••••••• I• C••••••••• L••
      • L• T••••••• I••••••••• H••••••• I••• I••• · Member
        indirect · owns 25% to 50% of L• T••••••• I••••••••• H••••••• I• L••
      • L••••• M•••••• E••••• A••••••• I• L• · General Partner
        indirect · owns F of L••••• M•••••• E••••• P••••••• I••• L•
      • L••••• M•••••• E••••• A••••••• I• L• · General Partner
        indirect · owns F of L••••• M•••••• E••••• P••••••• I• L•
      • L••••• M•••••• E••••• P••••••• I• L• · Member
        indirect · owns 50% to 75% of L• T••••••• I••••••••• H••••••• I• L••
      • L••••• M•••••• E••••• P••••••• I••• L• · Owner
        indirect · owns 75% or more of L• T••••••• I••••••••• H••••••• I••• I•••
      • L••••• M•••••• P••••••• L•• · Managing Member
        indirect · owns 75% or more of F••• I• U•• L••
      • T••••••••• B••••••• L•• · Sole Member
        indirect · owns 75% or more of E••••• I••••••••• L••
      • T••••••••• P••••• H••••• L•• · Sole Member
        indirect · owns 75% or more of T••••••••• B••••••• L••
      Related persons
      Schedule D 7.A
      • E••••• A••••••• L••••••
        investment adviserbanknRAUM $1.4B
      • E••••• D••• I• G• L••
        pooled vehicle sponsorn
      • E••••• E• G•• L••
        pooled vehicle sponsorn
      • E••••• E•• G•• L••
        pooled vehicle sponsorn
      • E••••• M••••••••• L••
        pooled vehicle sponsorn
      • T••••••• C•••••• A•••••••• L•••••
        investment adviserbanknRAUM $8.9B
      • T••••••• D••••• O••••••••• G• I• L••
        pooled vehicle sponsorn
      • T•• A•••••••
        investment adviserbanknRAUM $719M
      • T••••••• M••••••••• L••
        pooled vehicle sponsorn
      • T••••••••• D••• I• G•• L••
        pooled vehicle sponsorn
      • T••••••••• D••• I•• G•• L••
        pooled vehicle sponsorn
      • T••••••••• E•• G•• L••
        pooled vehicle sponsorn
      • T••••••••• M•••••••• C••••• G•• L••
        pooled vehicle sponsorn
      Advisers that list E••••• A•••••••• L•• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 12 to 2
        Jan 24, 2025 to Mar 27, 2025
      • Advisory employees · 18 to 1
        Jan 24, 2025 to Mar 27, 2025
      • Advisory activities · 4 to 2
        Jan 24, 2025 to Mar 27, 2025
      • HNW clients · 4 to 0
        Jan 24, 2025 to Mar 27, 2025
      • Pooled vehicle clients · 6 to 1
        Jan 24, 2025 to Mar 27, 2025
      • Employees · 24 to 2
        Jan 24, 2025 to Mar 27, 2025
      • Discretionary RAUM · $596M to $89.1M
        Jan 24, 2025 to Mar 27, 2025
      • HNW RAUM · $125M to $0
        Jan 24, 2025 to Mar 27, 2025
      • Pooled vehicle RAUM · $349M to $89.1M
        Jan 24, 2025 to Mar 27, 2025
      • RAUM · $601M to $94.5M
        Jan 24, 2025 to Mar 27, 2025
      • Private funds · 5 to unset
        Apr 30, 2024 to Jan 24, 2025
      • Accounts · 11 to 12
        Jan 31, 2024 to Mar 30, 2024
      • BD registered reps · 1 to 0
        Jan 31, 2024 to Mar 30, 2024
      • HNW clients · 3 to 4
        Jan 31, 2024 to Mar 30, 2024
      • Pooled vehicle clients · 5 to 6
        Jan 31, 2024 to Mar 30, 2024
      • Employees · 35 to 24
        Jan 31, 2024 to Mar 30, 2024
      • Insurance-licensed employees · 1 to 0
        Jan 31, 2024 to Mar 30, 2024
      • Private funds · 4 to 5
        Jan 31, 2024 to Mar 30, 2024
      • Discretionary RAUM · $558M to $596M
        Jan 31, 2024 to Mar 30, 2024
      • HNW RAUM · $61.5M to $125M
        Jan 31, 2024 to Mar 30, 2024
      • Pooled vehicle RAUM · $337M to $349M
        Jan 31, 2024 to Mar 30, 2024
      • RAUM · $563M to $601M
        Jan 31, 2024 to Mar 30, 2024
      • Related broker-dealer · true to false
        Jan 31, 2024 to Mar 30, 2024
      • Advisory employees · 28 to 18
        Jan 26, 2023 to Mar 30, 2023
      • BD registered reps · 0 to 1
        Jan 26, 2023 to Mar 30, 2023
      • Corporate clients · unset to 0.0
        Jan 26, 2023 to Mar 30, 2023
      • HNW clients · 2 to 3
        Jan 26, 2023 to Mar 30, 2023
      • Pooled vehicle clients · 7 to 5
        Jan 26, 2023 to Mar 30, 2023
      • Discretionary RAUM · $540M to $558M
        Jan 26, 2023 to Mar 30, 2023
      • HNW RAUM · $25.6M to $61.5M
        Jan 26, 2023 to Mar 30, 2023
      • Pooled vehicle RAUM · $304M to $337M
        Jan 26, 2023 to Mar 30, 2023
      • RAUM · $545M to $563M
        Jan 26, 2023 to Mar 30, 2023
      • Other offices · 1 to 0
        Nov 3, 2022 to Jan 26, 2023
      • Other offices · 2 to 1
        Mar 30, 2022 to Aug 25, 2022
      • Accounts · 8 to 11
        Nov 12, 2021 to Mar 30, 2022
      • Advisory employees · 29 to 28
        Nov 12, 2021 to Mar 30, 2022
      • HNW clients · unset to 2.0
        Nov 12, 2021 to Mar 30, 2022
      • Pooled vehicle clients · 4 to 7
        Nov 12, 2021 to Mar 30, 2022
      • Insurance-licensed employees · 2 to 1
        Nov 12, 2021 to Mar 30, 2022
      • Private funds · 3 to 4
        Nov 12, 2021 to Mar 30, 2022
      Signals
      12 dated events
      • E••••• A•••••••• L•• no longer on the SEC adviser roster (last listed 2025-07-01, RAUM $94.5M)
        Aug 1, 2025 · Left the SEC roster · derived
      • E••••• A•••••••• L•• reported RAUM $94.5M, down 84% from $601.4M (2025-01-24 to 2025-03-27)
        Mar 27, 2025 · RAUM change · derived
      • Paul Gary Henson (Director) no longer on Schedule A of E••••• A•••••••• L•• (listed 2024-01-31, absent 2024-03-30)
        Mar 30, 2024 · Control person left · inference
      • Kevin Harold Birzer (Chief Executive Officer) no longer on Schedule A of E••••• A•••••••• L•• (listed 2024-01-31, absent 2024-03-30)
        Mar 30, 2024 · Control person left · inference
      • M Katherine Moore (Director) no longer on Schedule A of E••••• A•••••••• L•• (listed 2024-01-31, absent 2024-03-30)
        Mar 30, 2024 · Control person left · inference
      • F•••• D•••• S•••••• (Director) no longer on Schedule A of E••••• A•••••••• L•• (listed 2024-01-31, absent 2024-03-30)
        Mar 30, 2024 · Control person left · inference
      • Ross Michelle Johnston (Director) no longer on Schedule A of E••••• A•••••••• L•• (listed 2023-08-07, absent 2023-11-14)
        Nov 14, 2023 · Control person left · inference
      • Gregory Preston Matthew Sallee (Director) no longer on Schedule A of E••••• A•••••••• L•• (listed 2023-08-07, absent 2023-11-14)
        Nov 14, 2023 · Control person left · inference
      • Jon Brent Newcomb (Director) no longer on Schedule A of E••••• A•••••••• L•• (listed 2023-08-07, absent 2023-11-14)
        Nov 14, 2023 · Control person left · inference
      • M Katherine Moore (Director) appeared on Schedule A of E••••• A•••••••• L••
        Nov 14, 2023 · Control person joined · fact
      • F•••• D•••• S•••••• (Director) appeared on Schedule A of E••••• A•••••••• L••
        Nov 14, 2023 · Control person joined · fact
      • E••••• A•••••••• L•• filed its initial SEC registration (Form ADV)
        Jun 29, 2020 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026