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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

CHARLES ALBERT CERONE

Advisor at EXODUS WEALTH, LLC

FORT LAUDERDALE, FL | Ocean, NJ

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Search this name across graphsid dfx:ria:da9cf8dc-9e8c-d482-5252-db9482259e60

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Sep 7, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EXODUS WEALTH, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 31, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Aug 31, 2004
First registration: Sep 7, 2004
Dual registered: yes, broker-dealer
IAPD individual key: 1352024

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EXODUS WEALTH, LLC	Independent wealth	Jan 3, 2020	n/a	yes	Ocean, NJ\|FORT LAUDERDALE, FL	Current employment
EXODUS WEALTH, LLC	Independent wealth	Oct 22, 2018	Dec 31, 2019	no	Ocean, NJ\|FORT LAUDERDALE, FL	Previous registration
FORESTERS EQUITY SERVICES, INC.	Former SEC adviser	Mar 23, 2011	Oct 18, 2018	no	MARLTON, NJ\|OCEAN, NJ\|SAN DIEGO, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 23, 2009	Dec 14, 2009	no	FREEHOLD, NJ\|FREEHOLD, NJ\|RED BANK, NJ	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Oct 20, 2004	Oct 23, 2009	no	FREEHOLD, NJ\|FREEHOLD, NJ\|RED BANK, NJ	Previous registration
QUICK & REILLY, INC.	n/a	Sep 7, 2004	Oct 20, 2004	no	EAST BRUNSWICK, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FORESTERS EQUITY SERVICES, INC.	EXODUS WEALTH, LLC	Oct 18, 2018	Oct 22, 2018	4	Firm change	Ibd to RIA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	FORESTERS EQUITY SERVICES, INC.	Dec 14, 2009	Mar 23, 2011	464	Firm change after gap	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Oct 23, 2009	Oct 23, 2009	0	Bulk transfer	Other
QUICK & REILLY, INC.	BANC OF AMERICA INVESTMENT SERVICES, INC.	Oct 20, 2004	Oct 20, 2004	0	Bulk transfer	Other

Relationships

Registered with (5)

→ EXODUS WEALTH, LLCRegistered adviserregistration: previous registration
Oct 22, 2018 to Dec 31, 2019factForm ADV
→ FORESTERS EQUITY SERVICES, INC.Registered adviserregistration: previous registration
Mar 23, 2011 to Oct 18, 2018factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 23, 2009 to Dec 14, 2009factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Oct 20, 2004 to Oct 23, 2009factForm ADV
→ QUICK & REILLY, INC.Registered adviserregistration: previous registration
Sep 7, 2004 to Oct 20, 2004factForm ADV

Dated events

No dated event names this entity yet.