DFX Intelligence

A••••••••• U•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)13 years in industry

A••••••••• U•••

Advisor at B•• F•••••••• P•••••• W•••••• I•••

Plano, TX | PLANO, TX

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Search this name across graphsid dfx:ria:daeea876-fb11-bfdc-b069-f2234bc6a0f0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jun 24, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•• F•••••••• P•••••• W•••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 21, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•• F•••••••• P•••••• W•••••• I•••	Independent wealth	Sep 25, 2023	n/a	yes	PLANO, TX	Current employment
B•• F•••••••• A•••••••	Bd affiliated wealth	Sep 25, 2023	n/a	yes	Plano, TX	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	B•• F•••••••• A•••••••	Sep 26, 2023	Sep 25, 2023	-1	Firm change	Wirehouse to ibd
P•• M•••••• A•••••• S••••••••• I•••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Sep 11, 2020

Relationships

Registered with (5)

→ B•• F•••••••• P•••••• W•••••• I•••Registered adviserregistration: current employment
Sep 25, 2023 to presentfactForm ADV
→ B•• F•••••••• A•••••••Registered adviserregistration: current employment
Sep 25, 2023 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Sep 11, 2020 to Sep 26, 2023factForm ADV
→ P•• M•••••• A•••••• S••••••••• I•••

Dated events

Occurred
Sep 26, 2023
Advisor changed firm
A••••••••• U••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for B•• F•••••••• A••••••• (registered 2023-09-25)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:daeea876-fb11-bfdc-b069-f2234bc6a0f0
First observed: Jun 24, 2013
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.