DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
N1 Advisors
Legal name Newton One Investments LLC
Latest filing Mar 23, 2026
First filing on the tape Mar 1, 2012 · 39 filings
SEC status approved since Sep 12, 2008
RAUM
$445M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
85%
$380M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$148M
derived; firm RAUM over IAPD count
Employees
7
3 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
39 filings and snapshots on the tape
RAUM$445M as of Mar 23, 2026
Mar 1, 2012$147M then
HNW client RAUM$341M as of Mar 23, 2026
Mar 26, 2018$147M then
State-registered IARs (5.B.3)3 as of Mar 23, 2026
Mar 28, 20136 then
Employees (5.A)7 as of Mar 23, 2026
Mar 28, 20138 then
Private funds: no history
RAUM +13% over the last fiscal year+15% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 23, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $148MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 65derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.3MderivedHNW RAUM over HNW clients
- Average account
- $939,789derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 15%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.3derivedItem 5.A over advisors
- Advisors per office
- 0.6derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +7.8%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Custody
- $143M, 65 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$341M77%
- Pension and profit-sharing plans$65.6M15%
- Individuals$38.6M8.7%
- Individual clients
- 90reported
- HNW clients
- 104reported
- Pension plan clients
- 20reported
- Charitable clients
- n/areported
- Accounts
- 474reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $143M for 65 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.85 fund_share=0.0 institutional_share=0.15 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Scott Roger SnyderCertified Financial Planner, Chartered Financial Analyst | Newark, De | Sep 24, 2008 | 23 y | 1 |
| Eric Christopher Pressler | Rohoboth Beach, De | Sep 24, 2008 | 24 y | 2 |
| Ryan Stanley Gwinn | Newark, De | Nov 28, 2013 | 14 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Stephen Christopher Target to M Holdings Securities, Inc.Apr 26, 2023 · RIA to affiliated broker-dealer or bank
- Harold Thomas Hollinger to M Holdings Securities, Inc.Apr 26, 2023 · RIA to affiliated broker-dealer or bank
- Brian Robert Schmuke to Msi Financial Services, Inc.Oct 2, 2015 · Other
- Brian Jason Carney to Cambridge Investment Research Advisors, Inc.Jan 3, 2014 · Other
- Jennifer Hickman Campisi to Sei Investments Management CorpMay 29, 2012 · Other
Joined, latest
- Stephen Christopher Target from Pillar Wealth Advisors, LLCJul 14, 2016 · Other
- Brian Robert Schmuke from M Holdings Securities, Inc.Sep 5, 2014 · Other
- Brian Jason Carney from Securian Financial Services, Inc.Oct 8, 2010 · Other
- Eric Christopher Pressler from M Holdings Securities, Inc.Sep 24, 2008 · Other
- Scott Roger Snyder from M Holdings Securities, Inc.Sep 24, 2008 · Other
- Jennifer Hickman Campisi from M Holdings Securities, Inc.Sep 24, 2008 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for M Holdings Securities, Inc.Apr 26, 2023 · Newark, De
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Christopher Eric Pressler · Member, Partnercontrolsince 08/2003 · owns 25% to 50%
- Roger Scott Snyder · Member, Managing Partner, Ciocontrolsince 02/2003 · owns 75% or more
- Stanley Ryan Gwinn · Chief Compliance Officersince 08/2024 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Newark, De · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- very high RAUM per advisorStatic outlier · filing Mar 23, 2026RAUM per registered advisor of $148,486,630 against a peer median of $55,716,044 (3252 comparable advisers, 99.0th percentile, 3.2 robust deviations)peers: independent wealth managers, $100M to $500M (3,252) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 468 to 474Mar 18, 2025 to Mar 23, 2026
- Advisory employees · 4 to 3Mar 18, 2025 to Mar 23, 2026
- HNW clients · 99 to 104Mar 18, 2025 to Mar 23, 2026
- Individual clients · 81 to 90Mar 18, 2025 to Mar 23, 2026
- Pension plan clients · 21 to 20Mar 18, 2025 to Mar 23, 2026
- Assets in custody · $103M to $143MMar 18, 2025 to Mar 23, 2026
- Discretionary RAUM · $393M to $445MMar 18, 2025 to Mar 23, 2026
- HNW RAUM · $300M to $341MMar 18, 2025 to Mar 23, 2026
- Individual RAUM · $31.4M to $38.6MMar 18, 2025 to Mar 23, 2026
- Pension RAUM · $61.4M to $65.6MMar 18, 2025 to Mar 23, 2026
- RAUM · $393M to $445MMar 18, 2025 to Mar 23, 2026
- Accounts · 450 to 468Sep 3, 2024 to Mar 18, 2025
- Advisory employees · 3 to 4Sep 3, 2024 to Mar 18, 2025
- HNW clients · 97 to 99Sep 3, 2024 to Mar 18, 2025
- Individual clients · 79 to 81Sep 3, 2024 to Mar 18, 2025
- Pension plan clients · 22 to 21Sep 3, 2024 to Mar 18, 2025
- Assets in custody · $50.0M to $103MSep 3, 2024 to Mar 18, 2025
- Employees · 6 to 7Sep 3, 2024 to Mar 18, 2025
- Financial planning clients · 51-100 to 51-100Sep 3, 2024 to Mar 18, 2025
- Discretionary RAUM · $346M to $393MSep 3, 2024 to Mar 18, 2025
- HNW RAUM · $264M to $300MSep 3, 2024 to Mar 18, 2025
- Individual RAUM · $27.7M to $31.4MSep 3, 2024 to Mar 18, 2025
- Pension RAUM · $54.1M to $61.4MSep 3, 2024 to Mar 18, 2025
- RAUM · $346M to $393MSep 3, 2024 to Mar 18, 2025
- Accounts · 439 to 450Apr 28, 2023 to Mar 28, 2024
- Advisory employees · 5 to 3Apr 28, 2023 to Mar 28, 2024
- BD registered reps · 5 to 0Apr 28, 2023 to Mar 28, 2024
- HNW clients · 85 to 97Apr 28, 2023 to Mar 28, 2024
- Individual clients · 73 to 79Apr 28, 2023 to Mar 28, 2024
- Pension plan clients · 20 to 22Apr 28, 2023 to Mar 28, 2024
- Assets in custody · $67.2M to $50.0MApr 28, 2023 to Mar 28, 2024
- Employees · 8 to 6Apr 28, 2023 to Mar 28, 2024
- State-registered IARs · 5 to 3Apr 28, 2023 to Mar 28, 2024
- Other offices · 0 to 4Apr 28, 2023 to Mar 28, 2024
- Discretionary RAUM · $289M to $346MApr 28, 2023 to Mar 28, 2024
- HNW RAUM · $223M to $264MApr 28, 2023 to Mar 28, 2024
- Individual RAUM · $27.0M to $27.7MApr 28, 2023 to Mar 28, 2024
- Pension RAUM · $39.3M to $54.1MApr 28, 2023 to Mar 28, 2024
- RAUM · $289M to $346MApr 28, 2023 to Mar 28, 2024
- Accounts · 427 to 439Dec 16, 2022 to Mar 30, 2023
Signals
5 dated events
- Stephen Christopher Target left N1 Advisors for M Holdings Securities, Inc. (registered 2023-03-28)Apr 26, 2023 · Advisor changed firm · fact
- Harold Thomas Hollinger left N1 Advisors for M Holdings Securities, Inc. (registered 2023-05-10)Apr 26, 2023 · Advisor changed firm · fact
- 2 advisors left N1 Advisors (Newark, DE) for M Holdings Securities, Inc. on the same dayApr 26, 2023 · Team lift-out · derived
- Thomas Harold Hollinger (Chairman And Ceo Member And Managing Partner) no longer on Schedule A of N1 Advisors (listed 2019-09-09, absent 2020-01-29)Jan 29, 2020 · Control person left · inference
- Newton One Advisors reported succeeding to the business of Another Adviser (Form ADV Item 4)Jan 30, 2014 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 302-731-1326reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- N1ADVISORS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 302-731-1326reportedpublic record, Form ADV, Mar 23, 2026
- Contact form
- n1advisors.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $148Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026