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Advisor at AE WEALTH MANAGEMENT, LLC
Dayton, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AE WEALTH MANAGEMENT, LLC | Bd affiliated wealth | Feb 6, 2024 | n/a | yes | Dayton, OH | Current employment |
| ARKADIOS WEALTH ADVISORS | Bd affiliated wealth | Sep 14, 2022 | Apr 1, 2024 | no | Dayton, OH | Previous registration |
| KALOS MANAGEMENT | Former SEC adviser | Aug 4, 2006 | Sep 13, 2022 | no | PONTE VEDRA BEACH, FL|Dayton, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ARKADIOS WEALTH ADVISORS | AE WEALTH MANAGEMENT, LLC | Apr 1, 2024 | Feb 6, 2024 | -55 | Firm change after gap | Ibd to ibd |
| KALOS MANAGEMENT | ARKADIOS WEALTH ADVISORS | Sep 13, 2022 | Sep 14, 2022 | 1 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 288863:282580:OH:2024-03-29 | Apr 1, 2024 | Feb 6, 2024 | DAYTON, OH | Firm change after gap |
| 133025:288863:OH:2022-09-08 | Sep 13, 2022 | Sep 14, 2022 | DAYTON, OH | Firm change |