DFX Intelligence

R•••••• R••••• R•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor33 years in industry

R•••••• R••••• R•••

Advisor at N•••••• A•••••••

NEW ORLEANS, LA | Novi, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:db13d6fa-30b4-6370-85e5-fa1f21a5a331

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jul 1, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 4, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••• A•••••••	Bd affiliated wealth	Jan 21, 2022	n/a	yes	Novi, MI\|NEW ORLEANS, LA	Current employment
E•••••••• W••••• M••••••••• L••	Former SEC adviser	Jun 29, 2015	Jan 28, 2022	no	BRIGHTON, MI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••••• W••••• M••••••••• L••	N•••••• A•••••••	Jan 28, 2022	Jan 21, 2022	-7	Firm change	RIA to ibd
I••••• F•••••••• C•••••••••	E•••••••• W••••• M••••••••• L••	Jun 6, 2017	Jun 29, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
12984:140736:MI:2017-06-02	Jun 6, 2017	Jun 29, 2015	NORTHVILLE, MI	Firm change after gap

Relationships

Registered with (7)

→ N•••••• A•••••••Registered adviserregistration: current employment
Jan 21, 2022 to presentfactForm ADV
→ E•••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jun 29, 2015 to Jan 28, 2022factForm ADV
→ I••••• F•••••••• C•••••••••Registered adviserregistration: previous registration
Jun 4, 2015 to Jun 6, 2017factForm ADV
→ C••••••• F•••••••• A•••••••

Dated events

Occurred
Jan 28, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:db13d6fa-30b4-6370-85e5-fa1f21a5a331
First observed: Jul 1, 2004
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.