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RIA / WealthAdvisorChartered Financial Analyst47 years in industry

JAMES PETER JEFFERY

Advisor at PROCYON

SHELTON, CT | New York, NY

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Search this name across graphsid dfx:ria:975cb7f5-75b5-28e9-e10a-2961ca31907f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 1, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PROCYON
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 12, 1979earliest registration or exam on IAPD
Years in industry: 47derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Designations: Chartered Financial Analyst
Exams: S63|S65
First exam: Sep 12, 1979
First registration: Aug 1, 2014
Dual registered: no
IAPD individual key: 502820

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Procyon	Mixed wealth	Feb 19, 2019	n/a	yes	SHELTON, CT\|New York, NY	Current employment
PROCYON INSTITUTIONAL PARTNERS, LLC	Former SEC adviser	Jun 25, 2020	Dec 31, 2021	no	SHELTON, CT\|New York, NY	Previous registration
SOLARIS ADVISORS, LLC	Former SEC adviser	Oct 8, 2015	Mar 12, 2019	no	NEW YORK, NY	Previous registration
SOLARIS ASSET MANAGEMENT	Former SEC adviser	Oct 8, 2015	Mar 12, 2019	no	NEW YORK, NY	Previous registration
JEFFERY ASSET MANAGEMENT LLC	Former SEC adviser	Aug 1, 2014	Sep 28, 2015	no	NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PROCYON INSTITUTIONAL PARTNERS, LLC	n/a	Dec 31, 2021	n/a	n/a	Departure no registered destination	Departure
SOLARIS ASSET MANAGEMENT	SOLARIS ADVISORS, LLC	Mar 12, 2019	Oct 8, 2015	-1,251	Channel change	Other
SOLARIS ADVISORS, LLC	Procyon	Mar 12, 2019	Feb 19, 2019	-21	Firm change	RIA to RIA
JEFFERY ASSET MANAGEMENT LLC	SOLARIS ASSET MANAGEMENT	Sep 28, 2015	Oct 8, 2015	10	Firm change	Other

Relationships

Registered with (5)

→ PROCYONRegistered adviserregistration: current employment
Feb 19, 2019 to presentfactForm ADV
→ PROCYON INSTITUTIONAL PARTNERS, LLCRegistered adviserregistration: previous registration
Jun 25, 2020 to Dec 31, 2021factForm ADV
→ SOLARIS ASSET MANAGEMENTRegistered adviserregistration: previous registration
Oct 8, 2015 to Mar 12, 2019factForm ADV
→ SOLARIS ADVISORS, LLCRegistered adviserregistration: previous registration
Oct 8, 2015 to Mar 12, 2019factForm ADV
→ JEFFERY ASSET MANAGEMENT LLCRegistered adviserregistration: previous registration
Aug 1, 2014 to Sep 28, 2015factForm ADV

Dated events

No dated event names this entity yet.