DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G•••••••• F•••••••• G••••• L••
Latest filing Mar 31, 2026
First filing on the tape Dec 8, 2019 · 18 filings
SEC status approved since Jan 8, 2020
RAUM
$495M
reported, Item 5.F
Discretionary
93%
of RAUM
Private clients
96%
$475M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$124M
derived; firm RAUM over IAPD count
Employees
8
3 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$495M as of Mar 31, 2026
Mar 31, 2021$530M then
HNW client RAUM$349M as of Mar 31, 2026
Mar 31, 2021$219M then
State-registered IARs (5.B.3)3 as of Mar 31, 2026
Mar 31, 20218 then
Employees (5.A)8 as of Mar 31, 2026
Mar 31, 202114 then
Private funds: no history
RAUM -52% over the last fiscal year-4.3% a year over threeIARs 11 to 3offices 4 to 2
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $124MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 142derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.3MderivedHNW RAUM over HNW clients
- Average account
- $391,553derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 93%derivedof RAUM
- Institutional
- 4.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 1.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- -52%derivedbetween the last two annual amendments
- Advisor growth, one year
- -73%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -28%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, otherreportedItem 5.G
- Financial planning clients
- 500reportedItem 5.H
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$349M71%
- Individuals$126M25%
- Pension and profit-sharing plans$15.4M3.1%
- Charitable organizations$4.3M0.9%
- Individual clients
- 417reported
- HNW clients
- 149reported
- Pension plan clients
- 10reported
- Charitable clients
- 0reported
- Accounts
- 1,264reported
- Financial planning clients
- 500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| E••• R••••••• M••• | Santa Monica, Ca | Feb 5, 2021 | 11 y | 3 |
| B•••• A• S•••• | Bloomfield Hills, Mi | Mar 20, 2023 | 24 y | 4 |
| T••• R••••••• M•••Certified Financial Planner | Bloomfield Hills, Mi | Jan 2, 2025 | 42 y | 5 |
| N••••••• L••••• | Bloomfield Hills, Mi | Apr 24, 2026 | 11 y | 5 |
Advisor movement
6 left, 1 joined in 12 months
net -5 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 150% of current headcount7 left over 36 months
Left, latest
- E••• W•••• B•••••• to V•••••• W••••• M••••••••• L••Jan 21, 2026 · RIA to a newly registered adviser
- N••••• C•••••• L••• to V•••••• W••••• M••••••••• L••Jan 21, 2026 · RIA to a newly registered adviser
- M•••••• B•••• W••••••• to V•••••• W••••• M••••••••• L••Jan 21, 2026 · RIA to a newly registered adviser
- R••••• J••• Y••••• to V•••••• W••••• M••••••••• L••Jan 21, 2026 · RIA to a newly registered adviser
- K•••••• L•• G••••••• to V•••••• W••••• M••••••••• L••Jan 21, 2026 · RIA to a newly registered adviser
- J••••• P••• N•••••• to V•••••• W••••• M••••••••• L••Jan 21, 2026 · RIA to a newly registered adviser
- A•••••• K•• D••••••• to H•••• F•••••••• P••••••• L••Sep 3, 2025 · RIA to a state-registered adviser
- R••••• R•••••• S••••••• to M••••••• C•••••• M••••••••• L••Mar 17, 2022 · RIA to RIA
Joined, latest
- N••••••• L••••• from C••••••• A•••• M••••••••• L••Apr 24, 2026 · Affiliated broker-dealer or bank to independent RIA
- T••• R••••••• M••• from P•••••• G•••••••• A••••••• G••••• L••Jan 2, 2025 · Other
- A•••••• K•• D••••••• from W•••••••• F•••••••• A•••••••Sep 26, 2023 · RIA to RIA
- N••••• C•••••• L••• from R••••••••• F•••••• A••••••• I•••Aug 28, 2023 · RIA to RIA
- B•••• A• S•••• from P•••••• W••••• A••••••• G••••Mar 20, 2023 · RIA to RIA
- E••• R••••••• M••• from T• A••••••••• I•••Feb 5, 2021 · Other
- R••••• R•••••• S••••••• from P•••••• G•••••••• A••••••• G••••• L••Sep 17, 2020 · Other
- R••••• J••• Y••••• from P•••••• G•••••••• A••••••• G••••• L••Sep 17, 2020 · Other
- K•••••• L•• G••••••• from P•••••• G•••••••• A••••••• G••••• L••Sep 17, 2020 · Other
- E••• W•••• B•••••• from P•••••• W••••• A••••••• G••••Sep 16, 2020 · RIA to RIA
- M•••••• B•••• W••••••• from P•••••• W••••• A••••••• G••••Sep 16, 2020 · RIA to RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 5 left for V•••••• W••••• M••••••••• L••Jan 21, 2026 · Bloomfield Hills, Mi · Firm absorbed
- 4 joined from P•••••• G•••••••• A••••••• G••••• L••Feb 5, 2021 · Bloomfield Hills, Mi · Firm absorbed
- 2 joined from P•••••• W••••• A••••••• G••••Aug 6, 2020 · Troy, Mi
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M•••• T•••• R••••••• · Chief Compliance Officercontrolsince 12/2020 · owns less than 5%
- G•••••••• K••••••• L•• · Sole Membercontrolsince 10/2021 · owns 75% or more of K•••••••• L••
- M•••• T•••• R••••••• · Sole Membercontrolsince 10/2021 · owns 75% or more of T••••••• I••• L••
Entity owners
- T••••••• I••• L•• · Sole Memberdirect · owns 75% or more
- K•••••••• L•• · Sole Memberdirect · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Advisers that list G•••••••• F•••••••• G••••• L•• as a related person
- 171405 y
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bloomfield Hills, Mi · principal | 4 | 1 | 3 | ||
| Houston, Tx | 0 | 0 | 1 | ||
| Virginia Beach, Va | 0 | 0 | 0 | ||
| Troy, Mi | 0 | 0 | 2 |
Offices
Schedule D 1.F, the 25 largest
- Houston, TX1 employees
- Santa Monica, CA1 employees
- Virginia Beach, VA1 employees
- , 1 employees
ADV anomalies
9 against comparable advisers; where to look, not conclusions
- institutional to wealth shiftCombination · filing Mar 31, 2026institutional share fell 15 points or more while private-client share rose 15 points or more. RAUM $1,028,227,723 to $494,923,468, advisors 11 to 3, private clients 791 to 566, offices 4 to 2 (2025-03-26 to 2026-03-31)peers: independent wealth managers, $100M to $500M (5,676)
- advisor count dropChange between filings · filing Mar 31, 2026advisory representatives (Item 5.B.3) moved from 11.0 to 3.0 (-73.0%) between the annual amendments of 2025-03-26 and 2026-03-31; the peer median change was 0.0% (965 comparable advisers, 1.0th percentile of changes)peers: independent wealth managers, $100M to $500M (965) · 0.8% percentile
- client mix shiftChange between filings · filing Mar 31, 2026private-client share of RAUM moved from 71.0% to 96.0% between the annual amendments of 2025-03-26 and 2026-03-31peers: independent wealth managers, $100M to $500M (5,676)
- employee count dropChange between filings · filing Mar 31, 2026employees (Item 5.A) moved from 20.0 to 8.0 (-60.0%) between the annual amendments of 2025-03-26 and 2026-03-31; the peer median change was 0.0% (507 comparable advisers, 1.0th percentile of changes)peers: independent wealth managers, $100M to $500M (507) · 1.2% percentile
- HNW share shiftChange between filings · filing Mar 31, 2026HNW share of RAUM moved from 54.0% to 71.0% between the annual amendments of 2025-03-26 and 2026-03-31peers: independent wealth managers, $100M to $500M (5,676)
- institutional asset share shiftChange between filings · filing Mar 31, 2026institutional share of RAUM moved from 29.0% to 4.0% between the annual amendments of 2025-03-26 and 2026-03-31peers: independent wealth managers, $100M to $500M (5,676)
- office count dropChange between filings · filing Mar 31, 2026offices other than the principal office (Item 1.F.5) moved from 4.0 to 2.0 (-50.0%) between the annual amendments of 2025-03-26 and 2026-03-31; the peer median change was 0.0% (450 comparable advisers, 3.0th percentile of changes)peers: independent wealth managers, $100M to $500M (450) · 3.1% percentile
- account count collapseChange between filings · filing Mar 31, 2026accounts (Item 5.F.2.f) moved from 1,952.0 to 1,264.0 (-35.0%) between the annual amendments of 2025-03-26 and 2026-03-31; the peer median change was +5.0% (3687 comparable advisers, 5.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,687) · 4.6% percentile
- RAUM down 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $1,028,227,723 to $494,923,468 (-52.0%) between the annual amendments of 2025-03-26 and 2026-03-31; the peer median change was +15.0% (4550 comparable advisers, 0.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,550) · 0.5% percentile
What changed
consecutive filings, newest first
- Accounts · 1,952 to 1,264Sep 5, 2025 to Mar 31, 2026
- Advisory employees · 11 to 3Sep 5, 2025 to Mar 31, 2026
- HNW clients · 226 to 149Sep 5, 2025 to Mar 31, 2026
- Individual clients · 565 to 417Sep 5, 2025 to Mar 31, 2026
- Pension plan clients · 59 to 10Sep 5, 2025 to Mar 31, 2026
- Employees · 20 to 8Sep 5, 2025 to Mar 31, 2026
- State-registered IARs · 11 to 3Sep 5, 2025 to Mar 31, 2026
- Other offices · 3 to 2Sep 5, 2025 to Mar 31, 2026
- Discretionary RAUM · $802M to $460MSep 5, 2025 to Mar 31, 2026
- HNW RAUM · $556M to $349MSep 5, 2025 to Mar 31, 2026
- Individual RAUM · $170M to $126MSep 5, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $226M to $35.2MSep 5, 2025 to Mar 31, 2026
- Pension RAUM · $229M to $15.4MSep 5, 2025 to Mar 31, 2026
- RAUM · $1.0B to $495MSep 5, 2025 to Mar 31, 2026
- Other offices · 4 to 3Mar 26, 2025 to Sep 5, 2025
- Accounts · 1,879 to 1,952Dec 18, 2024 to Mar 26, 2025
- Advisory employees · 12 to 11Dec 18, 2024 to Mar 26, 2025
- Advisory activities · 4 to 5Dec 18, 2024 to Mar 26, 2025
- Corporate clients · 7 to 6Dec 18, 2024 to Mar 26, 2025
- HNW clients · 223 to 226Dec 18, 2024 to Mar 26, 2025
- Individual clients · 540 to 565Dec 18, 2024 to Mar 26, 2025
- Pension plan clients · 61 to 59Dec 18, 2024 to Mar 26, 2025
- Employees · 21 to 20Dec 18, 2024 to Mar 26, 2025
- Financial planning clients · More than 500 to More than 500Dec 18, 2024 to Mar 26, 2025
- State-registered IARs · 12 to 11Dec 18, 2024 to Mar 26, 2025
- Discretionary RAUM · $640M to $802MDec 18, 2024 to Mar 26, 2025
- HNW RAUM · $519M to $556MDec 18, 2024 to Mar 26, 2025
- Individual RAUM · $165M to $170MDec 18, 2024 to Mar 26, 2025
- Non-discretionary RAUM · $387M to $226MDec 18, 2024 to Mar 26, 2025
- Pension RAUM · $236M to $229MDec 18, 2024 to Mar 26, 2025
- RAUM · $1.0B to $1.0BDec 18, 2024 to Mar 26, 2025
- Advisory employees · 11 to 12Sep 22, 2023 to Mar 20, 2024
- Corporate clients · 0 to 7Sep 22, 2023 to Mar 20, 2024
- HNW clients · 201 to 223Sep 22, 2023 to Mar 20, 2024
- Individual clients · 560 to 540Sep 22, 2023 to Mar 20, 2024
- Pension plan clients · 60 to 61Sep 22, 2023 to Mar 20, 2024
- Employees · 20 to 21Sep 22, 2023 to Mar 20, 2024
- State-registered IARs · 11 to 12Sep 22, 2023 to Mar 20, 2024
- Discretionary RAUM · $604M to $640MSep 22, 2023 to Mar 20, 2024
- HNW RAUM · $549M to $519MSep 22, 2023 to Mar 20, 2024
Signals
12 dated events
- G•••••••• F•••••••• G••••• L•• reported RAUM $494.9M, down 52% from $1.0B (2025-09-05 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- K•••••• L•• G••••••• left G•••••••• F•••••••• G••••• L•• for V•••••• W••••• M••••••••• L•• (registered 2026-01-16)Jan 21, 2026 · Advisor changed firm · fact
- M•••••• B•••• W••••••• left G•••••••• F•••••••• G••••• L•• for V•••••• W••••• M••••••••• L•• (registered 2026-01-16)Jan 21, 2026 · Advisor changed firm · fact
- N••••• C•••••• L••• left G•••••••• F•••••••• G••••• L•• for V•••••• W••••• M••••••••• L•• (registered 2026-01-20)Jan 21, 2026 · Advisor changed firm · fact
- J••••• P••• N•••••• left G•••••••• F•••••••• G••••• L•• for V•••••• W••••• M••••••••• L•• (registered 2026-01-20)Jan 21, 2026 · Advisor changed firm · fact
- E••• W•••• B•••••• left G•••••••• F•••••••• G••••• L•• for V•••••• W••••• M••••••••• L•• (registered 2026-01-20)Jan 21, 2026 · Advisor changed firm · fact
- R••••• J••• Y••••• left G•••••••• F•••••••• G••••• L•• for V•••••• W••••• M••••••••• L•• (registered 2026-01-21)Jan 21, 2026 · Advisor changed firm · fact
- G•••••••• F•••••••• G••••• L••'s advisors moved to V•••••• W••••• M••••••••• L•• (Bloomfield Hills, MI): 5 of 9 registered, on the same dayJan 21, 2026 · Firm absorbed (people side) · derived
- A•••••• K•• D••••••• left G•••••••• F•••••••• G••••• L•• for H•••• F•••••••• P••••••• L•• (registered 2025-09-04)Sep 3, 2025 · Advisor changed firm · fact
- G•••••••• F•••••••• G••••• L•• reported RAUM $1.1B, up 90% from $564.9M (2023-03-31 to 2023-08-30)Aug 30, 2023 · RAUM change · derived
- R••••• R•••••• S••••••• left G•••••••• F•••••••• G••••• L•• for M••••••• C•••••• M••••••••• L•• (registered 2022-04-07)Mar 17, 2022 · Advisor changed firm · fact
- G•••••••• F•••••••• G••••• L••• filed its initial SEC registration (Form ADV)Dec 8, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 248-267-1270reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 310-400-3780reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 713-853-9710reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/greystone-financial-group-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- greystonefg.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 248-267-1270reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $124Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026