DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Globalt Investments

Former SEC-registered adviserAtlanta, GeorgiaCRD 168405SEC 801-78344IAPD
Legal name Synovus Trust Company, N.A.
Latest filing Mar 30, 2023
First filing on the tape Jul 10, 2013 · 40 filings
RAUM
$2.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
77%
$2.0B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
21
21 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
40 filings and snapshots on the tape
RAUM$2.5B as of Mar 30, 2023
Mar 26, 2014$1.1B then
HNW client RAUM$1.1B as of Mar 30, 2023
Mar 28, 2018$513M then
State-registered IARs (5.B.3)13 as of Mar 30, 2023
Mar 26, 201412 then
Employees (5.A)21 as of Mar 30, 2023
Mar 26, 201422 then
Private funds: no history
RAUM -16% over the last fiscal year+10% a year over threeIARs 13 to 13
Practice profile
derived from the filing of Mar 30, 2023; every figure names its basis
RAUM per advisor
$196MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
307derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.9MderivedHNW RAUM over HNW clients
Average account
$602,063derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
13%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.6derivedItem 5.A over advisors
Advisors per office
13.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-16%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+2.8%derived
Compensation
percentage of assets, fixed fees, otherreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, otherreportedItem 5.G
Wrap fee program
participatesreportedItem 5.I
Ownership
a bank, bancorp or trust company is a 50 percent or greater ownerderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • a related person acts as qualified custodian (9.D.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$1.1B43%
  • Individuals$852M33%
  • Corporations and businesses$259M10%
  • State and municipal entities$165M6.5%
  • Pension and profit-sharing plans$84.7M3.3%
  • Charitable organizations$82.8M3.3%
Individual clients
3,416reported
HNW clients
577reported
Pension plan clients
21reported
Charitable clients
51reported
Accounts
4,225reported
Financial planning clients
0reported
Wrap fee programs
$0 sponsored, $1.8B managedreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • John Drake Craig · Chief Operating Officercontrol
    since 05/2021 · owns less than 5%
  • Edward Gary Fullam · Chief Investment Officercontrol
    since 03/1991 · owns less than 5%
  • Michelle Annette Marshall · Chief Compliance Officercontrol
    since 10/2021 · owns less than 5%
  • Henry William Roach · President, Globalt Divisioncontrol
    since 01/1992 · owns less than 5%
  • Krawcheck Elizabeth Rodgers · President Of Synovus Trust Co, N.A.control
    since 10/2022 · owns less than 5%
Entity owners
  • Synovus Bank · Owner
    direct · owns 75% or more · public reporting company
  • Synovus Financial Corporation · Owner
    indirect · owns 75% or more of Synovus Bank · public reporting company
Related persons
Schedule D 7.A
  • Synovus Bank
    real estaten
  • Synovus Securities, Inc.
    broker-dealerinvestment adviserreal estatenRAUM $8.4B
  • Synovus Trust Company, N.A.
    real estatecustodiany
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 4,103 to 4,225
    Nov 30, 2022 to Mar 30, 2023
  • Charity clients · 44 to 51
    Nov 30, 2022 to Mar 30, 2023
  • Corporate clients · 151 to 157
    Nov 30, 2022 to Mar 30, 2023
  • HNW clients · 723 to 577
    Nov 30, 2022 to Mar 30, 2023
  • Individual clients · 3,161 to 3,416
    Nov 30, 2022 to Mar 30, 2023
  • Discretionary RAUM · $3.0B to $2.5B
    Nov 30, 2022 to Mar 30, 2023
  • HNW RAUM · $1.4B to $1.1B
    Nov 30, 2022 to Mar 30, 2023
  • Individual RAUM · $885M to $852M
    Nov 30, 2022 to Mar 30, 2023
  • Pension RAUM · $109M to $84.7M
    Nov 30, 2022 to Mar 30, 2023
  • RAUM · $3.0B to $2.5B
    Nov 30, 2022 to Mar 30, 2023
  • Wrap assets (manager) · $1.8B to $1.8B
    Nov 30, 2022 to Mar 30, 2023
  • Accounts · 3,413 to 4,103
    Nov 26, 2021 to Mar 31, 2022
  • Advisory employees · 20 to 21
    Nov 26, 2021 to Mar 31, 2022
  • Charity clients · 54 to 44
    Nov 26, 2021 to Mar 31, 2022
  • Corporate clients · 121 to 151
    Nov 26, 2021 to Mar 31, 2022
  • HNW clients · 801 to 723
    Nov 26, 2021 to Mar 31, 2022
  • Individual clients · 2,417 to 3,161
    Nov 26, 2021 to Mar 31, 2022
  • Pension plan clients · 17 to 21
    Nov 26, 2021 to Mar 31, 2022
  • Employees · 20 to 21
    Nov 26, 2021 to Mar 31, 2022
  • Discretionary RAUM · $2.4B to $3.0B
    Nov 26, 2021 to Mar 31, 2022
  • HNW RAUM · $1.2B to $1.4B
    Nov 26, 2021 to Mar 31, 2022
  • Individual RAUM · $613M to $885M
    Nov 26, 2021 to Mar 31, 2022
  • Pension RAUM · $107M to $109M
    Nov 26, 2021 to Mar 31, 2022
  • RAUM · $2.4B to $3.0B
    Nov 26, 2021 to Mar 31, 2022
  • Wrap assets (manager) · $2.0B to $1.8B
    Nov 26, 2021 to Mar 31, 2022
  • BD registered reps · 1 to 0
    Jul 6, 2021 to Nov 26, 2021
  • Accounts · 2,880 to 3,413
    Nov 20, 2020 to Mar 29, 2021
  • Charity clients · 38 to 54
    Nov 20, 2020 to Mar 29, 2021
  • Corporate clients · 106 to 121
    Nov 20, 2020 to Mar 29, 2021
  • HNW clients · 747 to 801
    Nov 20, 2020 to Mar 29, 2021
  • Individual clients · 1,967 to 2,417
    Nov 20, 2020 to Mar 29, 2021
  • Pension plan clients · 19 to 17
    Nov 20, 2020 to Mar 29, 2021
  • Discretionary RAUM · $1.9B to $2.4B
    Nov 20, 2020 to Mar 29, 2021
  • HNW RAUM · $918M to $1.2B
    Nov 20, 2020 to Mar 29, 2021
  • Individual RAUM · $452M to $613M
    Nov 20, 2020 to Mar 29, 2021
  • Pension RAUM · $98.3M to $107M
    Nov 20, 2020 to Mar 29, 2021
  • RAUM · $1.9B to $2.4B
    Nov 20, 2020 to Mar 29, 2021
  • Wrap assets (manager) · $1.3B to $2.0B
    Nov 20, 2020 to Mar 29, 2021
  • Accounts · 2,634 to 2,880
    Jan 28, 2020 to Mar 30, 2020
  • Advisory activities · 4 to 3
    Jan 28, 2020 to Mar 30, 2020
Signals
15 dated events
  • Globalt Investments's advisors moved to Globalt Investments (Atlanta, GA): 11 of 11 registered, on the same day
    Dec 11, 2023 · Firm absorbed (people side) · derived
  • Krawcheck Elizabeth Rodgers (President Of Synovus Trust Co, N.A.) appeared on Schedule A of Globalt Investments
    Mar 30, 2023 · Control person joined · fact
  • Barton Jeffery Singleton (Evp, Synovus) no longer on Schedule A of Globalt Investments (listed 2022-11-04, absent 2022-11-30)
    Nov 30, 2022 · Control person left · inference
  • Wade H. Fowler left Globalt Investments for Greatmark Investment Partners, Inc. (registered 2022-10-13)
    Sep 29, 2022 · Advisor changed firm · fact
  • Globalt Investments reported RAUM $3.0B, up 27% from $2.4B (2021-11-26 to 2022-03-31)
    Mar 31, 2022 · RAUM change · derived
  • Leila Carr (Chief Operating Officer) no longer on Schedule A of Globalt Investments (listed 2021-07-06, absent 2021-11-26)
    Nov 26, 2021 · Control person left · inference
  • Enfinger Lillian Burns (Svp, Director - Synovus) no longer on Schedule A of Globalt Investments (listed 2021-07-06, absent 2021-11-26)
    Nov 26, 2021 · Control person left · inference
  • Frederick Gene Gunderson (Chief Compliance Officer (Interim)) no longer on Schedule A of Globalt Investments (listed 2021-07-06, absent 2021-11-26)
    Nov 26, 2021 · Control person left · inference
  • Michelle Annette Marshall (Chief Compliance Officer) appeared on Schedule A of Globalt Investments
    Nov 26, 2021 · Control person joined · fact
  • Frederick Gene Gunderson (Chief Compliance Officer (Interim)) appeared on Schedule A of Globalt Investments
    Jun 14, 2021 · Control person joined · fact
  • Andrea Denise Chisolm (Chief Compliance Officer) no longer on Schedule A of Globalt Investments (listed 2021-03-29, absent 2021-06-14)
    Jun 14, 2021 · Control person left · inference
  • Globalt Investments reported RAUM $2.4B, up 26% from $1.9B (2020-11-20 to 2021-03-29)
    Mar 29, 2021 · RAUM change · derived
  • Enfinger Lillian Burns (Svp, Director - Synovus) appeared on Schedule A of Globalt Investments
    Mar 30, 2020 · Control person joined · fact
  • Globalt Investments reported succeeding to the business of Another Adviser (Form ADV Item 4)
    Jul 10, 2013 · Succession (Item 4) · fact
  • Globalt Investments filed its initial SEC registration (Form ADV)
    Jul 10, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026