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Advisor at GOEPPER BURKHARDT LLC
GREENVILLE, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| GOEPPER BURKHARDT LLC | Independent wealth | Dec 22, 2020 | n/a | yes | GREENVILLE, SC | Current employment |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Former SEC adviser | Jun 16, 2020 | Oct 30, 2020 | no | Greenville, SC | Previous registration |
| TD AMERITRADE, INC. | Former SEC adviser | Jun 16, 2020 | Oct 30, 2020 | no | GREENVILLE, SC | Previous registration |
| CETERA ADVISORS LLC | Former SEC adviser | Aug 4, 2017 | Feb 27, 2020 | no | ASHEVILLE, NC|BATON ROUGE, LA|ASHEVILLE, NC|BATON ROUGE, LA | Previous registration |
| STADION MONEY MANAGEMENT, LLC | Independent wealth | Sep 15, 2014 | Jan 11, 2016 | no | WATKINSVILLE, GA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Apr 9, 2008 | Jan 2, 2009 | no | PHOENIX, AZ | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Jun 13, 2007 | Feb 21, 2008 | no | LA JOLLA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | TD AMERITRADE, INC. | Oct 30, 2020 | Jun 16, 2020 | -136 | Channel change | Other |
| TD AMERITRADE, INC. | TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Oct 30, 2020 | Jun 16, 2020 | -136 | Firm change after gap | Other |
| CETERA ADVISORS LLC | TD AMERITRADE, INC. | Feb 27, 2020 | Jun 16, 2020 | 110 | Firm change | Other |
| STADION MONEY MANAGEMENT, LLC | CETERA ADVISORS LLC | Jan 11, 2016 | Aug 4, 2017 | 571 | Firm change after gap | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | STADION MONEY MANAGEMENT, LLC | Jan 2, 2009 | Sep 15, 2014 | 2,082 | Firm change after gap | Other |
| CITIGROUP GLOBAL MARKETS INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Feb 21, 2008 | Apr 9, 2008 | 48 | Firm change | Other |