RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• H••••• F••••
- G•••••• B•••••••• L•• independent RIA currentsince Dec 22, 2020 · Greenville, Sc
- T• A••••••••• I••••••••• M••••••••• L•• formerJun 16, 2020 to Oct 30, 2020 · Greenville, Sc
- T• A••••••••• I••• formerJun 16, 2020 to Oct 30, 2020 · Greenville, Sc
- C••••• A••••••• L•• formerAug 4, 2017 to Feb 27, 2020 · Asheville, Nc
- S•••••• M•••• M••••••••• L•• independent RIASep 15, 2014 to Jan 11, 2016 · Watkinsville, Ga
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 9, 2008 to Jan 2, 2009 · Phoenix, Az
- C•••••••• G••••• M•••••• I••• BD affiliatedJun 13, 2007 to Feb 21, 2008 · La Jolla, Ca
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Oct 30, 2020, registered Jun 16, 2020 (-136 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Oct 30, 2020, registered Jun 16, 2020 (-136 days) · Other
- C••••• A••••••• L•• to T• A••••••••• I•••left Feb 27, 2020, registered Jun 16, 2020 (110 days) · Other
- S•••••• M•••• M••••••••• L•• to C••••• A••••••• L••left Jan 11, 2016, registered Aug 4, 2017 (571 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S•••••• M•••• M••••••••• L••left Jan 2, 2009, registered Sep 15, 2014 (2082 days) · Other
- C•••••••• G••••• M•••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Feb 21, 2008, registered Apr 9, 2008 (48 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address