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Advisor at VOYA RETIREMENT ADVISORS, LLC
FRAMINGHAM, MA | Braintree, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VOYA RETIREMENT ADVISORS, LLC | Other adviser | Nov 28, 2018 | n/a | yes | Braintree, MA|FRAMINGHAM, MA | Current employment |
| VALIC FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Jul 5, 2018 | Oct 29, 2018 | no | BURLINGTON, MA | Previous registration |
| NATIONWIDE SECURITIES, LLC | No RAUM reported | Feb 6, 2012 | Jul 3, 2012 | no | ROCKY HILL, CT|FRAMINGHAM, MA | Previous registration |
| NATIONWIDE INVESTMENT ADVISORS, LLC | Bd affiliated wealth | Dec 2, 2008 | Dec 2, 2011 | no | COLUMBUS, OH | Previous registration |
| BOFA ADVISORS, LLC | Former SEC adviser | Nov 1, 2005 | Oct 4, 2007 | no | BOSTON, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| VALIC FINANCIAL ADVISORS, INC. | VOYA RETIREMENT ADVISORS, LLC | Oct 29, 2018 | Nov 28, 2018 | 30 | Firm change | Ibd to RIA |
| NATIONWIDE SECURITIES, LLC | VALIC FINANCIAL ADVISORS, INC. | Jul 3, 2012 | Jul 5, 2018 | 2,193 | Firm change after gap | Other |
| NATIONWIDE INVESTMENT ADVISORS, LLC | NATIONWIDE SECURITIES, LLC | Dec 2, 2011 | Feb 6, 2012 | 66 | Firm change | Other |
| BOFA ADVISORS, LLC | NATIONWIDE INVESTMENT ADVISORS, LLC | Oct 4, 2007 | Dec 2, 2008 | 425 | Firm change after gap | Other |