RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••• A•••• M••••
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Mar 20, 2020 · Pennington, Nj
- G••• E•••• A•••••••• L•• independent RIAMar 17, 2016 to Dec 17, 2019 · Kingston, Nj
- G••• E•••• A•••••••• L•• formerMay 7, 2010 to Mar 23, 2016 · Kingston, Nj
- G••• E•••• A•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Dec 17, 2019, registered Mar 20, 2020 (94 days) · RIA to wirehouse
- G••• E•••• A•••••••• L•• to G••• E•••• A•••••••• L••left Mar 23, 2016, registered Mar 17, 2016 (-6 days) · channel change inside one enterprise, not a move · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address