DFX Intelligence

M•••••• A•••••• D•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

M•••••• A•••••• D•••••••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

Lititz, PA | Frederick, MD

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Search this name across graphsid dfx:ria:dd2dcf1f-33cf-2791-c0ca-fcb58ba34091

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Mar 6, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 31, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Oct 21, 2013	n/a	yes	Lititz, PA\|Frederick, MD	Current employment
I••••••••• F•••••••• P•••••••	Bd affiliated wealth	May 10, 2013	May 15, 2013	no	ROCKVILLE, MD

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••• F•••••••• W•••••	I••••••••• F•••••••• P•••••••	Oct 18, 2013	May 10, 2013	-161	Firm change after gap	Other
I••••••••• F•••••••• P•••••••	C•••••••• I••••••••• R••••••• A•••••••• I•••	May 15, 2013	Oct 21, 2013

Relationships

Registered with (6)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
Oct 21, 2013 to presentfactForm ADV
→ A•••••• F•••••••• W•••••Registered adviserregistration: previous registration
May 7, 2013 to Oct 18, 2013factForm ADV
→ I••••••••• F•••••••• P•••••••Registered adviserregistration: previous registration
May 10, 2013 to May 15, 2013factForm ADV
→ R••••••• F•••••••• S•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dd2dcf1f-33cf-2791-c0ca-fcb58ba34091
First observed: Mar 6, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.