DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael Anthony D'Andrea
Feed of 09/14/2026
Also filed as Michael Anthony Dandrea
At current firm
12 y
since Oct 21, 2013
In the industry
23 y
since Oct 31, 2002 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cambridge Investment Research Advisors, Inc. BD affiliated currentsince Oct 21, 2013 · Lititz, Pa
- Independent Financial Partners BD affiliatedMay 10, 2013 to May 15, 2013 · Rockville, Md
- Applied Financial Wisdom independent RIAMay 7, 2013 to Oct 18, 2013 · New Market, Md
- Independent Financial Partners BD affiliatedAug 1, 2012 to May 9, 2013 · Rockville, Md
- Research Financial Strategies independent RIADec 12, 2011 to Aug 3, 2012 · Rockville, Md
- Founders Financial Securities, LLC independent RIAApr 29, 2008 to Dec 6, 2011 · New Mark, Md
- Mutual Service Corporation unclassifiedMar 6, 2006 to Apr 29, 2008 · New Market, Md
Moves
a registration end followed by a registration begin elsewhere
- Applied Financial Wisdom to Independent Financial Partnersleft Oct 18, 2013, registered May 10, 2013 (-161 days) · Other
- Independent Financial Partners to Cambridge Investment Research Advisors, Inc.left May 15, 2013, registered Oct 21, 2013 (159 days) · Other
- Independent Financial Partners to Applied Financial Wisdomleft May 9, 2013, registered May 7, 2013 (-2 days) · Other
- Research Financial Strategies to Independent Financial Partnersleft Aug 3, 2012, registered Aug 1, 2012 (-2 days) · Other
- Founders Financial Securities, LLC to Research Financial Strategiesleft Dec 6, 2011, registered Dec 12, 2011 (6 days) · Other
- Mutual Service Corporation to Founders Financial Securities, LLCleft Apr 29, 2008, registered Apr 29, 2008 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address