DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

R•• W••••• M•••••••••

Independent wealth managerHouston, TexasCRD 304735SEC 801-116961website IAPD

Legal name R•••• H••••• P•••••••• L••

Latest filing Jun 15, 2026

First filing on the tape Jun 14, 2019 · 28 filings

SEC status approved since Jul 17, 2019

RAUM

$345M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

96%

$332M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$69.0M

derived; firm RAUM over IAPD count

Employees

5 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

28 filings and snapshots on the tape

RAUM$345M as of Jun 15, 2026

Mar 10, 2020$178M then

HNW client RAUM$306M as of Jun 15, 2026

Mar 10, 2020$153M then

State-registered IARs (5.B.3)5 as of Jun 15, 2026

Mar 10, 20203 then

Employees (5.A)9 as of Jun 15, 2026

Mar 10, 20203 then

Private funds: no history

RAUM +12% over the last fiscal year+16% a year over threeIARs 4 to 5

Practice profile

derived from the filing of Jun 15, 2026; every figure names its basis

Archetypes, each a printed rule

Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control

RAUM per advisor: $69.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 41derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $2.6MderivedHNW RAUM over HNW clients
Average account: $536,236derivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.8derivedItem 5.A over advisors
Advisors per office: 5.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year: +12%derivedbetween the last two annual amendments
Advisor growth, one year: +25%derivedItem 5.B.3 between annual amendments
Client growth, one year: +4.6%derived
Compensation: percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
Custody: $155M, 115 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
has custody of client cash or bank accounts (9.A.1.a)
marketing includes testimonials (5.L.1.c)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$306M89%
Individuals$25.7M7.4%
Corporations and businesses$10.6M3.1%
Charitable organizations$2.4M0.7%

Individual clients: 88reported
HNW clients: 117reported
Pension plan clients: n/areported
Charitable clients: 4reported
Accounts: 643reported
Financial planning clients: 101-250reported
Wrap fee programs: noreported
Custody of client assets: $155M for 115 clientsreported
Compensation: % of AUM, fixed, hourlyreported
Class basis: private_client_share=0.96 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

5 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
N•••••• C•••• P••••	Houston, Tx	Aug 1, 2019	21 y	3
G•••• R••••••• R••••Certified Financial Planner	Houston, Tx	Aug 1, 2019	31 y	5
M•••••• A•••• J••••	Houston, Tx	Aug 1, 2019	28 y	4
M•••••• D•••••• B••••Certified Financial Planner	Houston, Tx	Dec 8, 2023	10 y	2
L•••••• Y•••	Houston, Tx	Sep 4, 2025	11 y	1

Advisor movement

0 left, 0 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months

Left, latest

J••••• S•••••• H•••••• to H•••••• W••••• M•••••••••
May 11, 2023 · RIA to a state-registered adviser

Joined, latest

L•••••• Y••• from E•••••••• A•••••••• L••
Sep 4, 2025 · Affiliated broker-dealer or bank to independent RIA
M•••••• D•••••• B•••• from T••••••••• L••••• A•••••••• L••
Dec 8, 2023 · RIA to RIA
J••••• S•••••• H•••••• from V•••• F•••••••• A•••••••• I•••
Feb 21, 2023 · Affiliated broker-dealer or bank to independent RIA
N•••••• C•••• P•••• from P•• A••••••• S•••••••• L••
Aug 1, 2019 · RIA to a newly registered adviser
G•••• R••••••• R•••• from P•• A••••••• S•••••••• L••
Aug 1, 2019 · RIA to a newly registered adviser
M•••••• A•••• J•••• from P•• A••••••• S•••••••• L••
Aug 1, 2019 · RIA to a newly registered adviser

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

3 joined from P•• A••••••• S•••••••• L••
Aug 7, 2019 · Albany, Ny

Teams out Teams in

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

J••••• M••••••• A•••• · Managing Member/Chief Compliance Officercontrol
since 06/2019 · owns 25% to 50%
P••••• N••••••• C•••• · Managing Membercontrol
since 06/2019 · owns 25% to 50%
R••••• G••••• R••••••• · Managing Membercontrol
since 06/2019 · owns 25% to 50%

Related persons

Schedule D 7.A

No related person reported.

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Houston, Tx · principal	5	0	0

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Accounts · 636 to 643
Oct 24, 2025 to Feb 6, 2026
Advisory employees · 4 to 5
Oct 24, 2025 to Feb 6, 2026
Advisory activities · 2 to 3
Oct 24, 2025 to Feb 6, 2026
Charity clients · 3 to 4
Oct 24, 2025 to Feb 6, 2026
HNW clients · 75 to 117
Oct 24, 2025 to Feb 6, 2026
Individual clients · 121 to 88
Oct 24, 2025 to Feb 6, 2026
Assets in custody · unset to 155314840.0
Oct 24, 2025 to Feb 6, 2026
Custody of client assets · false to true
Oct 24, 2025 to Feb 6, 2026
Employees · 8 to 9
Oct 24, 2025 to Feb 6, 2026
State-registered IARs · 4 to 5
Oct 24, 2025 to Feb 6, 2026
Discretionary RAUM · $278M to $345M
Oct 24, 2025 to Feb 6, 2026
HNW RAUM · $245M to $306M
Oct 24, 2025 to Feb 6, 2026
Individual RAUM · $51.3M to $25.7M
Oct 24, 2025 to Feb 6, 2026
Non-discretionary RAUM · $29.3M to $0
Oct 24, 2025 to Feb 6, 2026
RAUM · $307M to $345M
Oct 24, 2025 to Feb 6, 2026
Accounts · 551 to 636
Dec 10, 2024 to Mar 25, 2025
Charity clients · unset to 3.0
Dec 10, 2024 to Mar 25, 2025
Corporate clients · unset to 2.0
Dec 10, 2024 to Mar 25, 2025
HNW clients · 81 to 75
Dec 10, 2024 to Mar 25, 2025
Individual clients · 106 to 121
Dec 10, 2024 to Mar 25, 2025
Assets in custody · 68150899.0 to unset
Dec 10, 2024 to Mar 25, 2025
Custody of client assets · true to false
Dec 10, 2024 to Mar 25, 2025
Employees · 7 to 8
Dec 10, 2024 to Mar 25, 2025
Financial planning clients · 101-250 to 101-250
Dec 10, 2024 to Mar 25, 2025
Discretionary RAUM · $233M to $278M
Dec 10, 2024 to Mar 25, 2025
HNW RAUM · $211M to $245M
Dec 10, 2024 to Mar 25, 2025
Individual RAUM · $42.7M to $51.3M
Dec 10, 2024 to Mar 25, 2025
Non-discretionary RAUM · $31.3M to $29.3M
Dec 10, 2024 to Mar 25, 2025
RAUM · $264M to $307M
Dec 10, 2024 to Mar 25, 2025
Accounts · 544 to 551
Jun 16, 2023 to Mar 1, 2024
Advisory employees · 5 to 4
Jun 16, 2023 to Mar 1, 2024
BD registered reps · 1 to 0
Jun 16, 2023 to Mar 1, 2024
Business name · R•••• H••••• P•••••••• L•• to R•• W••••• M•••••••••
Jun 16, 2023 to Mar 1, 2024
HNW clients · 76 to 81
Jun 16, 2023 to Mar 1, 2024
Individual clients · 109 to 106
Jun 16, 2023 to Mar 1, 2024
Pension plan clients · 0.0 to unset
Jun 16, 2023 to Mar 1, 2024
Pooled vehicle clients · 0.0 to unset
Jun 16, 2023 to Mar 1, 2024
Assets in custody · $53.8M to $68.2M
Jun 16, 2023 to Mar 1, 2024
State-registered IARs · 5 to 4
Jun 16, 2023 to Mar 1, 2024
Discretionary RAUM · $166M to $233M
Jun 16, 2023 to Mar 1, 2024

Signals

2 dated events

J••••• S•••••• H•••••• left R•• W••••• M••••••••• for H•••••• W••••• M••••••••• (registered 2023-05-25)
May 11, 2023 · Advisor changed firm · fact
S•••• W••••• A•••••••• L•• filed its initial SEC registration (Form ADV)
Jun 14, 2019 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business email: contact@royalharborpartners.comreportedpublished by the firm, firm site, Sep 15, 2026
Business phone: 713-554-2252reportedpublished by the firm, firm site, Sep 15, 2026
Business phone: 844-881-2757reportedpublished by the firm, firm site, Sep 15, 2026
Firm profile: linkedin.com/company/royal-harbor-partnersreportedpublic record, Form ADV, Sep 18, 2026
Website: R••••H•••••PARTNERS.COMreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone: (713) 554-2252reportedpublic record, Form ADV, Jun 15, 2026
Contact form: royalharborpartners.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
Team page: royalharborpartners.com/meet-the-teamreportedpublished by the firm, firm site, Sep 15, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $69.0Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026