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Advisor at TRANSCE3ND LLC
BUDA, TX | KIRKWOOD, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TRANSCE3ND LLC | Independent wealth | Oct 17, 2022 | n/a | yes | BUDA, TX|KIRKWOOD, MO | Current employment |
| AE WEALTH MANAGEMENT, LLC | Bd affiliated wealth | Jul 29, 2022 | Jan 17, 2023 | no | TOPEKA, KS|Kirkwood, MO | Previous registration |
| KALOS MANAGEMENT | Former SEC adviser | Jul 7, 2017 | Aug 1, 2022 | no | Sunset Hills, MO|PONTE VEDRA BEACH, FL | Previous registration |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Former SEC adviser | Apr 22, 2015 | Jul 12, 2017 | no | CRYSTAL CITY, MO|ST. LOUIS, MO | Previous registration |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Mar 17, 1998 | May 4, 2015 | no | ST LOUIS, MO|ST. LOUIS, MO|ST. LOUIS, MO|ST. LOUIS, MO|KIRKWOOD, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AE WEALTH MANAGEMENT, LLC | TRANSCE3ND LLC | Jan 17, 2023 | Oct 17, 2022 | -92 | Firm change after gap | Ibd to RIA |
| KALOS MANAGEMENT | AE WEALTH MANAGEMENT, LLC | Aug 1, 2022 | Jul 29, 2022 | -3 | Firm change | Ibd to ibd |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | KALOS MANAGEMENT | Jul 12, 2017 | Jul 7, 2017 | -5 | Firm change | Other |
| CETERA INVESTMENT ADVISERS LLC | NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | May 4, 2015 | Apr 22, 2015 | -12 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 133025:282580:FL:2022-08-01 | Aug 1, 2022 | Jul 29, 2022 | PONTE VEDRA BEACH, FL | Firm change |
| 29604:133025:MO:2017-07-10 | Jul 12, 2017 | Jul 7, 2017 | ST LOUIS, MO | Firm change |