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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

BRIAN D BELDHAM

Advisor at CETERA INVESTMENT ADVISERS LLC

EL SEGUNDO, CA

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Search this name across graphsid dfx:ria:ddafa9bc-a4f0-d823-b8bd-e11120f27c92

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 3
On other graphs: 0
Observed: Feb 6, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 6, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 2
Exams: S66
First exam: May 21, 2026
First registration: Feb 6, 2006
Dual registered: yes, broker-dealer
Other names: Brian David BELDHAM
IAPD individual key: 3200052

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jun 1, 2026	n/a	yes	EL SEGUNDO, CA	Current employment
SYMPHONIC FINANCIAL ADVISORS LLC	Former SEC adviser	Jan 25, 2022	May 23, 2023	no	Los Angeles, CA\|NEW YORK, NY	Previous registration
RBC ROCHDALE, LLC	Bd affiliated wealth	Jan 25, 2022	May 23, 2023	no	Los Angeles, CA\|NEW YORK, NY	Previous registration
RBC SECURITIES, INC.	Bd affiliated wealth	Nov 14, 2012	May 23, 2023	no	LOS ANGELES, CA	Previous registration
IMPERIAL CAPITAL ASSET MANAGEMENT LLC	Former SEC adviser	Aug 11, 2011	Nov 5, 2012	no	PALM BEACH GARDENS, FL	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Nov 12, 2009	Aug 10, 2011	no	EL SEGUNDO, CA	Previous registration
ASSOCIATED PLANNERS INVESTMENT ADVISORY INC	n/a	Mar 27, 2006	Dec 23, 2009	no	BOSTON, MA	Previous registration
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Former SEC adviser	Feb 6, 2006	Mar 21, 2006	no	SANTA MONICA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RBC ROCHDALE, LLC	SYMPHONIC FINANCIAL ADVISORS LLC	May 23, 2023	Jan 25, 2022	-483	Firm change after gap	Other
RBC SECURITIES, INC.	RBC ROCHDALE, LLC	May 23, 2023	Jan 25, 2022	-483	Firm change after gap	RIA to ibd
SYMPHONIC FINANCIAL ADVISORS LLC	CETERA INVESTMENT ADVISERS LLC	May 23, 2023	Jun 1, 2026	1,105	Firm change after gap	Other
IMPERIAL CAPITAL ASSET MANAGEMENT LLC	RBC SECURITIES, INC.	Nov 5, 2012	Nov 14, 2012	9	Firm change	Other
CETERA ADVISOR NETWORKS LLC	IMPERIAL CAPITAL ASSET MANAGEMENT LLC	Aug 10, 2011	Aug 11, 2011	1	Firm change	Other
ASSOCIATED PLANNERS INVESTMENT ADVISORY INC	CETERA ADVISOR NETWORKS LLC	Dec 23, 2009	Nov 12, 2009	-41	Firm change after gap	Other
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	ASSOCIATED PLANNERS INVESTMENT ADVISORY INC	Mar 21, 2006	Mar 27, 2006	6	Firm change	Other

Relationships

Registered with (8)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Jun 1, 2026 to presentfactForm ADV
→ RBC SECURITIES, INC.Registered adviserregistration: previous registration
Nov 14, 2012 to May 23, 2023factForm ADV
→ RBC ROCHDALE, LLCRegistered adviserregistration: previous registration
Jan 25, 2022 to May 23, 2023factForm ADV
→ SYMPHONIC FINANCIAL ADVISORS LLCRegistered adviserregistration: previous registration
Jan 25, 2022 to May 23, 2023factForm ADV
→ IMPERIAL CAPITAL ASSET MANAGEMENT LLCRegistered adviserregistration: previous registration
Aug 11, 2011 to Nov 5, 2012factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Nov 12, 2009 to Aug 10, 2011factForm ADV
→ ASSOCIATED PLANNERS INVESTMENT ADVISORY INCRegistered adviserregistration: previous registration
Mar 27, 2006 to Dec 23, 2009factForm ADV
→ NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)Registered adviserregistration: previous registration
Feb 6, 2006 to Mar 21, 2006factForm ADV

Dated events

Occurred
May 23, 2023
Advisor changed firm
Brian D Beldham left Symphonic Financial Advisors Llc for Cetera Investment Advisers Llc (registered 2026-06-01)
Form ADVobserved 5 days ago
Occurred
May 23, 2023
Advisor changed firm
Brian D Beldham left Rbc Rochdale, Llc for Symphonic Financial Advisors Llc (registered 2022-01-25)
Form ADVobserved 5 days ago
Occurred
May 23, 2023
Advisor changed firm
Brian D Beldham left Rbc Securities, Inc. for Rbc Rochdale, Llc (registered 2022-01-25)
Form ADVobserved 5 days ago