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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

JENNIFER Bottomley

Advisor at RBC CAPITAL MARKETS, LLC

CENTREVILLE, VA | Vienna, VA

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Search this name across graphsid dfx:ria:dded455e-0e59-c229-8fb5-7717ac0854df

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Nov 23, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RBC CAPITAL MARKETS, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 28, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Aug 28, 2010
First registration: Nov 23, 2010
Dual registered: yes, broker-dealer
Other names: JENNIFER MARIE BURNS|JENNIFER MARIE UMBS|JENNIFER MARIE RUPPERT
IAPD individual key: 5762344

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RBC CAPITAL MARKETS, LLC	National bd RIA	Oct 3, 2025	n/a	yes	CENTREVILLE, VA\|Vienna, VA	Current employment
NORTHWEST FINANCIAL ADVISORS LLC	Independent wealth	Sep 23, 2019	Oct 7, 2025	no	HERNDON, VA	Previous registration
EDELMAN FINANCIAL ENGINES	Independent wealth	Nov 1, 2018	Sep 3, 2019	no	FAIRFAX, VA	Previous registration
EDELMAN FINANCIAL SERVICES, LLC	Former SEC adviser	Dec 16, 2015	Nov 1, 2018	no	TYSONS CORNER, VA\|FAIRFAX, VA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Apr 17, 2014	Jan 21, 2015	no	MCLEAN, VA\|SPRINGFIELD, VA\|BURKE, VA\|LORTON, VA	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Dec 19, 2012	Jan 2, 2014	no	HERSHEY, PA\|CAMP HILL, PA\|CAMP HILL, PA	Previous registration
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Former SEC adviser	Nov 23, 2010	Dec 4, 2012	no	HARRISBURG, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NORTHWEST FINANCIAL ADVISORS LLC	RBC CAPITAL MARKETS, LLC	Oct 7, 2025	Oct 3, 2025	-4	Firm change	RIA to ibd
EDELMAN FINANCIAL ENGINES	NORTHWEST FINANCIAL ADVISORS LLC	Sep 3, 2019	Sep 23, 2019	20	Firm change	RIA to RIA
EDELMAN FINANCIAL SERVICES, LLC	EDELMAN FINANCIAL ENGINES	Nov 1, 2018	Nov 1, 2018	0	Bulk transfer	Ibd to RIA
WELLS FARGO ADVISORS	EDELMAN FINANCIAL SERVICES, LLC	Jan 21, 2015	Dec 16, 2015	329	Firm change	Other
PNC WEALTH MANAGEMENT	WELLS FARGO ADVISORS	Jan 2, 2014	Apr 17, 2014	105	Firm change	Other
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	PNC WEALTH MANAGEMENT	Dec 4, 2012	Dec 19, 2012	15	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
166769:31194:VA:2025-10-07	Oct 7, 2025	Oct 3, 2025	HERNDON, VA	Firm change

Relationships

Registered with (7)

→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: current employment
Oct 3, 2025 to presentfactForm ADV
→ NORTHWEST FINANCIAL ADVISORS LLCRegistered adviserregistration: previous registration
Sep 23, 2019 to Oct 7, 2025factForm ADV
→ EDELMAN FINANCIAL ENGINESRegistered adviserregistration: previous registration
Nov 1, 2018 to Sep 3, 2019factForm ADV
→ EDELMAN FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Dec 16, 2015 to Nov 1, 2018factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Apr 17, 2014 to Jan 21, 2015factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Dec 19, 2012 to Jan 2, 2014factForm ADV
→ NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)Registered adviserregistration: previous registration
Nov 23, 2010 to Dec 4, 2012factForm ADV

Dated events

Occurred
Oct 7, 2025
Advisor changed firm
Jennifer Bottomley left Northwest Financial Advisors Llc for Rbc Capital Markets, Llc (registered 2025-10-03)
Form ADVobserved 5 days ago