RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••••• B••••••••
- R•• C•••••• M••••••• L•• national BD currentsince Oct 3, 2025 · Centreville, Va
- N•••••••• F•••••••• A••••••• L•• independent RIASep 23, 2019 to Oct 7, 2025 · Herndon, Va
- E•••••• F•••••••• E•••••• independent RIANov 1, 2018 to Sep 3, 2019 · Fairfax, Va
- E•••••• F•••••••• S•••••••• L•• formerDec 16, 2015 to Nov 1, 2018 · Tysons Corner, Va
- W•••• F•••• A••••••• wirehouseApr 17, 2014 to Jan 21, 2015 · Mclean, Va
- P•• W••••• M••••••••• BD affiliatedDec 19, 2012 to Jan 2, 2014 · Hershey, Pa
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerNov 23, 2010 to Dec 4, 2012 · Harrisburg, Pa
- N•••••••• F•••••••• A••••••• L•• to R•• C•••••• M••••••• L••left Oct 7, 2025, registered Oct 3, 2025 (-4 days) · RIA to affiliated broker-dealer or bank · moved with a team
- E•••••• F•••••••• E•••••• to N•••••••• F•••••••• A••••••• L••left Sep 3, 2019, registered Sep 23, 2019 (20 days) · RIA to RIA
- E•••••• F•••••••• S•••••••• L•• to E•••••• F•••••••• E••••••left Nov 1, 2018, registered Nov 1, 2018 (0 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to E•••••• F•••••••• S•••••••• L••left Jan 21, 2015, registered Dec 16, 2015 (329 days) · Other
- P•• W••••• M••••••••• to W•••• F•••• A•••••••left Jan 2, 2014, registered Apr 17, 2014 (105 days) · Other
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to P•• W••••• M•••••••••left Dec 4, 2012, registered Dec 19, 2012 (15 days) · Other
- J••••••• B•••••••• left N•••••••• F•••••••• A••••••• L•• for R•• C•••••• M••••••• L•• (registered 2025-10-03)Oct 7, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address