DFX Intelligence

J•••• L•••• D••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

J•••• L•••• D••••••

Advisor at L•• F•••••••• L••

SPOKANE, WA

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Search this name across graphsid dfx:ria:de54f1a6-4a3c-cdec-bf6e-9bd17533d26e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Jun 5, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 4, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Sep 14, 2022	n/a	yes	SPOKANE, WA	Current employment
T•• C•••••• W••••• A•••••••• L••	Former SEC adviser	Aug 5, 2021	Feb 16, 2022	no	SPOKANE, WA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• C•••••• W••••• A•••••••• L••	L•• F•••••••• L••	Feb 16, 2022	Sep 14, 2022	210	Firm change	RIA to RIA
L•• F•••••••• L••	T•• C•••••• W••••• A•••••••• L••	Jul 7, 2021	Aug 5, 2021

Relationships

Registered with (6)

→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jan 25, 2019 to Jul 7, 2021factForm ADV
→ T•• C•••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Aug 5, 2021 to Feb 16, 2022factForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Aug 8, 2017 to Jan 25, 2019factForm ADV
→ C••• F•••••••• S•••••••• L•••

Dated events

Occurred
Feb 16, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:de54f1a6-4a3c-cdec-bf6e-9bd17533d26e
First observed: Jun 5, 1997
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.