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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

John Lawrence Counahan

Advisor at NUVEEN ASSET MANAGEMENT, LLC

CHICAGO, IL

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Search this name across graphsid dfx:ria:de589788-d6ab-3070-7fdf-10017d96a3b4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jul 18, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NUVEEN ASSET MANAGEMENT, LLC
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: May 11, 2017
First registration: Jul 18, 2017
Dual registered: yes, broker-dealer
Other names: Jack Lawrence Counahan
IAPD individual key: 6730594

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NUVEEN ASSET MANAGEMENT, LLC	Mixed wealth	Jul 25, 2023	n/a	yes	CHICAGO, IL	Current employment
FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.	Asset manager	Aug 13, 2021	Jun 29, 2023	no	Pittsburgh, PA\|NEW YORK, NY	Previous registration
MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC	Asset manager	Jul 26, 2017	Jun 29, 2023	no	Pittsburgh, PA\|BOSTON, MA	Previous registration
FEDERATED INVESTMENT COUNSELING	Institutional manager	Jul 18, 2017	Jun 29, 2023	no	Pittsburgh, PA	Previous registration
FEDERATED SECURITIES CORP.	No RAUM reported	Jul 18, 2017	Jun 29, 2023	no	PITTSBURGH, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FEDERATED INVESTMENT COUNSELING	MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC	Jun 29, 2023	Jul 26, 2017	-2,164	Channel change	Other
FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.	NUVEEN ASSET MANAGEMENT, LLC	Jun 29, 2023	Jul 25, 2023	26	Firm change	Other
MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC	FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.	Jun 29, 2023	Aug 13, 2021	-685	Channel change	Other
FEDERATED SECURITIES CORP.	FEDERATED INVESTMENT COUNSELING	Jun 29, 2023	Jul 18, 2017	-2,172	Channel change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
109355:106277:MA:2023-06-29	Jun 29, 2023	Aug 13, 2021	BOSTON, MA	Firm change after gap

Relationships

Registered with (5)

→ NUVEEN ASSET MANAGEMENT, LLCRegistered adviserregistration: current employment
Jul 25, 2023 to presentfactForm ADV
→ FEDERATED INVESTMENT COUNSELINGRegistered adviserregistration: previous registration
Jul 18, 2017 to Jun 29, 2023factForm ADV
→ FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.Registered adviserregistration: previous registration
Aug 13, 2021 to Jun 29, 2023factForm ADV
→ MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLCRegistered adviserregistration: previous registration
Jul 26, 2017 to Jun 29, 2023factForm ADV
→ FEDERATED SECURITIES CORP.Registered adviserregistration: previous registration
Jul 18, 2017 to Jun 29, 2023factForm ADV

Dated events

Occurred
Jun 29, 2023
Advisor changed firm
John Lawrence Counahan left Federated Global Investment Management Corp. for Nuveen Asset Management, Llc (registered 2023-07-25)
Form ADVobserved 6 days ago