DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• L••••••• C•••••••

N••••• A•••• M••••••••• L••mixed wealthChicago, Ildual registrantIAPD 6730594

Feed of 09/14/2026

Also filed as Jack L••••••• C•••••••

At current firm

3 y

since Jul 25, 2023

In the industry

10 y

since Jun 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

N••••• A•••• M••••••••• L•• mixed wealth current
since Jul 25, 2023 · Chicago, Il
F•••••••• G••••• I••••••••• M••••••••• C•••• asset manager
Aug 13, 2021 to Jun 29, 2023 · Pittsburgh, Pa
M•• A•••••••• A• D••••••• O• F•••••••• M••• L•• asset manager
Jul 26, 2017 to Jun 29, 2023 · Pittsburgh, Pa
F•••••••• I••••••••• C••••••••• institutional
Jul 18, 2017 to Jun 29, 2023 · Pittsburgh, Pa
F•••••••• S••••••••• C•••• no RAUM
Jul 18, 2017 to Jun 29, 2023 · Pittsburgh, Pa

Moves

a registration end followed by a registration begin elsewhere

F•••••••• I••••••••• C••••••••• to M•• A•••••••• A• D••••••• O• F•••••••• M••• L••
left Jun 29, 2023, registered Jul 26, 2017 (-2164 days) · channel change inside one enterprise, not a move
F•••••••• G••••• I••••••••• M••••••••• C•••• to N••••• A•••• M••••••••• L••
left Jun 29, 2023, registered Jul 25, 2023 (26 days) · Other
M•• A•••••••• A• D••••••• O• F•••••••• M••• L•• to F•••••••• G••••• I••••••••• M••••••••• C••••
left Jun 29, 2023, registered Aug 13, 2021 (-685 days) · channel change inside one enterprise, not a move · moved with a team
F•••••••• S••••••••• C•••• to F•••••••• I••••••••• C•••••••••
left Jun 29, 2023, registered Jul 18, 2017 (-2172 days) · channel change inside one enterprise, not a move

Signals

J••• L••••••• C••••••• left F•••••••• G••••• I••••••••• M••••••••• C•••• for N••••• A•••• M••••••••• L•• (registered 2023-07-25)
Jun 29, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address