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Advisor at STIRLINGSHIRE INVESTMENTS
NEW YORK, NY | Bellingham, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STIRLINGSHIRE INVESTMENTS | Independent wealth | Mar 25, 2026 | n/a | yes | Bellingham, WA|NEW YORK, NY | Current employment |
| ONEAMERICA SECURITIES, INC. | Bd affiliated wealth | Dec 19, 2025 | Mar 23, 2026 | no | Bellingham, WA|INDIANAPOLIS, IN | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Oct 8, 2024 | Sep 5, 2025 | no | Bellingham, WA|SEATTLE, WA|BELLINGHAM, WA | Previous registration |
| PARK AVENUE SECURITIES LLC | Bd affiliated wealth | Sep 30, 2020 | Sep 9, 2024 | no | LOS ANGELES, CA|BURBANK, CA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 30, 2016 | Jun 24, 2019 | no | SANTA CLARITA, CA | Previous registration |
| VFG ADVISORS, INC. | Former SEC adviser | Jan 11, 2013 | Oct 17, 2016 | no | LOS ANGELES, CA | Previous registration |
| ESI FINANCIAL ADVISORS | Independent wealth | Aug 27, 2002 | Sep 25, 2006 | no | TOLUCA LAKE, CA|TOLUCA LAKE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ONEAMERICA SECURITIES, INC. | STIRLINGSHIRE INVESTMENTS | Mar 23, 2026 | Mar 25, 2026 | 2 | Firm change | Ibd to RIA |
| MML INVESTORS SERVICES, LLC | ONEAMERICA SECURITIES, INC. | Sep 5, 2025 | Dec 19, 2025 | 105 | Firm change | Ibd to ibd |
| PARK AVENUE SECURITIES LLC | MML INVESTORS SERVICES, LLC | Sep 9, 2024 | Oct 8, 2024 | 29 | Firm change | Ibd to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | PARK AVENUE SECURITIES LLC | Jun 24, 2019 | Sep 30, 2020 | 464 | Firm change after gap | Wirehouse to ibd |
| VFG ADVISORS, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Oct 17, 2016 | Nov 30, 2016 | 44 | Firm change | Other |
| ESI FINANCIAL ADVISORS | VFG ADVISORS, INC. | Sep 25, 2006 | Jan 11, 2013 | 2,300 | Firm change after gap | Other |