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Advisor at WELLS FARGO ADVISORS
ST. LOUIS, MO | MINNEAPOLIS, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jan 26, 2023 | n/a | yes | MINNEAPOLIS, MN|ST. LOUIS, MO | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Oct 25, 2021 | n/a | yes | ST. LOUIS, MO|MINNEAPOLIS, MN | Current employment |
| WELLS FARGO INVESTMENTS, LLC | n/a | Feb 24, 2006 | Mar 26, 2009 | no | DULUTH, MN|DULUTH, MN|DULUTH, MN|MINNEAPOLIS, MN | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Feb 7, 2005 | Jan 3, 2006 | no | MINNEAPOLIS, MN | Previous registration |
| PRUCO SECURITIES, LLC | No RAUM reported | Apr 27, 2001 | Feb 7, 2005 | no | PORTSMOUTH, NH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO INVESTMENTS, LLC | WELLS FARGO ADVISORS | Mar 26, 2009 | Oct 25, 2021 | 4,596 | Firm change after gap | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO INVESTMENTS, LLC | Jan 3, 2006 | Feb 24, 2006 | 52 | Firm change | Other |
| PRUCO SECURITIES, LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Feb 7, 2005 | Feb 7, 2005 | 0 | Firm change | Other |