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Registered advisor
T•••• R••••••
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
Also filed as T•••• Marie R••••••
At current firm
4 y
since Oct 25, 2021
In the industry
26 y
since Jun 16, 2000 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
2
current registrations
Exams
S66, S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Jan 26, 2023 · Minneapolis, Mn
- W•••• F•••• A••••••• wirehouse currentsince Oct 25, 2021 · St. Louis, Mo
- W•••• F•••• I••••••••• L•• unclassifiedFeb 24, 2006 to Mar 26, 2009 · Duluth, Mn
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 7, 2005 to Jan 3, 2006 · Minneapolis, Mn
- P•••• S••••••••• L•• no RAUMApr 27, 2001 to Feb 7, 2005 · Portsmouth, Nh
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••left Mar 26, 2009, registered Oct 25, 2021 (4596 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• I••••••••• L••left Jan 3, 2006, registered Feb 24, 2006 (52 days) · Other
- P•••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Feb 7, 2005, registered Feb 7, 2005 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address