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Advisor at THE J.O. JOHNSON GROUP INC.
SYKESVILLE, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| THE J.O. JOHNSON GROUP INC. | State registered | Aug 4, 2023 | n/a | yes | SYKESVILLE, MD | Current employment |
| THE J.O. JOHNSON GROUP INC. | State registered | Oct 14, 2021 | Mar 24, 2022 | no | SYKESVILLE, MD | Previous registration |
| TD AMERITRADE, INC. | Former SEC adviser | Feb 28, 2018 | Jul 7, 2021 | no | VIENNA, VA|FREDERICK, MD|Potomac, MD | Previous registration |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Former SEC adviser | Feb 26, 2018 | Jul 7, 2021 | no | OMAHA, NE|Frederick, MD|Potomac, MD | Previous registration |
| SCOTTRADE INVESTMENT MANAGEMENT | Former SEC adviser | Mar 27, 2017 | Feb 26, 2018 | no | SAINT LOUIS, MO | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 17, 2016 | Aug 25, 2016 | no | HUNT VALLEY, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | TD AMERITRADE, INC. | Jul 7, 2021 | Feb 28, 2018 | -1,225 | Channel change | Other |
| TD AMERITRADE, INC. | THE J.O. JOHNSON GROUP INC. | Jul 7, 2021 | Oct 14, 2021 | 99 | Firm change | Other |
| SCOTTRADE INVESTMENT MANAGEMENT | TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Feb 26, 2018 | Feb 26, 2018 | 0 | Bulk transfer | Ibd to RIA |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | SCOTTRADE INVESTMENT MANAGEMENT | Aug 25, 2016 | Mar 27, 2017 | 214 | Firm change | Other |