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Advisor at O•••• I••••••••• I•••
Wilmington, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O•••• I••••••••• I••• | Bd affiliated wealth | Feb 1, 2023 | n/a | yes | Wilmington, NC | Current employment |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Aug 5, 2020 | Jan 31, 2023 | no |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | O•••• I••••••••• I••• | Jan 31, 2023 | Feb 1, 2023 | 1 | Firm change | Wirehouse to ibd |
| P•••• S••••••••• L•• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Jul 22, 2020 |
| Previous registration |
| P•••• S••••••••• L•• | No RAUM reported | Mar 6, 2020 | Jul 22, 2020 | no | MT. PLEASANT, SC|MT. PLEASANT, SC | Previous registration |
| B••• S••••••••• L•• | Former SEC adviser | Jan 2, 2018 | Feb 18, 2020 | no | CHARLOTTE, NC|WILMINGTON, NC | Previous registration |
| B••• I••••••••• S•••••••• I••• | Former SEC adviser | Sep 16, 2010 | Jan 2, 2018 | no | SALISBURY, MD|EASTON, MD|BISHOPVILLE, MD|WASHINGTON, DC|WASHINGTON, DC|FREDERICK, MD|FREDERICK, MD|ALEXANDRIA, VA|WALKERSVILLE, MD|SEVERNA PARK, MD|MIDDLETOWN, MD|GLEN BURNIE, MD|ANNAPOLIS, MD|CENTREVILLE, MD|ANNAPOLIS, MD|WILMINGTON, NC|WILMINGTON, NC|SHALLOTTE, NC|WHITEVILLE, NC|FAYETTEVILLE, NC|FAYETTEVILLE, NC|RAEFORD, NC|ROCKINGHAM, NC|FAYETTEVILLE, NC|WILMINGTON, NC|MC CORMICK, SC|WEST COLUMBIA, SC|LELAND, NC|VASS, NC|WHITEVILLE, NC|BATESBURG, SC|PINEHURST, NC|SOUTHERN PINES, NC|WEST COLUMBIA, SC|SANFORD, NC|WILMINGTON, NC|LEXINGTON, SC|CHARLESTON, SC|BLUFFTON, SC|WILMINGTON, NC|CLINTON, NC|FAYETTEVILLE, NC|ORANGEBURG, SC|MURRELS INLET, SC|ASHEBORO, NC|WILMINGTON, NC|NEWBERRY, SC|SWANSEA, SC|JOHNS ISLAND, SC|ABERDEEN, NC|HAMPTON, SC|CHARLESTON, SC|HOPE MILLS, NC|LIBERTY, NC|SHALLOTTE, NC|MOUNT PLEASANT, SC|CHAPIN, SC|HAMLET, NC|TABOR CITY, NC|WALLACE, NC|LEXINGTON, SC|PINEHURST, NC|LAURINBURG, NC|SOUTHPORT, NC|COLUMBIA, SC|FLORENCE, SC|COLUMBIA, SC|NORTH CHARLESTON, SC|ELIZABETHTOWN, NC|SEVEN LAKES, NC|IRMO, SC|SUMTER, SC|WEST COLUMBIA, SC|COLUMBIA, SC|OCEAN ISLE BEACH, NC|MOUNT PLEASANT, SC|SOUTHPORT, NC|NEWTON GROVE, NC|FAYETTEVILLE, NC|LITTLE RIVER, SC|WADESBORO, NC|GOOSE CREEK, SC|SUMMERVILLE, SC|PINEHURST, NC|BEAUFORT, SC|SANFORD, NC|PINEHURST, NC|MYRTLE BEACH, SC|CONWAY, SC|COLUMBIA, SC|SUMMERVILLE, SC|BEAUFORT, SC|LUMBERTON, NC|WHITEVILLE, NC|MYRTLE BEACH, SC|SUPPLY, NC|CLINTON, NC|RED SPRINGS, NC|WEST COLUMBIA, SC|CHARLESTON, SC|NORTH MYRTLE BEACH, SC|FAYETTEVILLE, NC|FAYETTEVILLE, NC|FLORENCE, SC|CARTHAGE, NC|DANIEL ISLAND, SC|COLUMBIA, SC|COLUMBIA, SC|IRMO, SC|RIEGELWOOD, NC|COLUMBIA, SC|JARRETTSVILLE, MD|NORTH MYRTLE BEACH, SC|SURFSIDE BEACH, SC|BALTIMORE, MD|WILMINGTON, NC|ANNANDALE, VA|FALLS CHURCH, VA|MCLEAN, VA|FAIRFAX, VA|FALLS CHURCH, VA|CHARLOTTE, NC|MCLEAN, VA|ANNANDALE, VA|CONWAY, SC|MYRTLE BEACH, SC|MYRTLE BEACH, SC|GREENSBORO, MD|LA PLATA, MD|WHITE PLAINS, MD|DEALE, MD|EDGEWATER, MD|LOTHIAN, MD|WALDORF, MD|DUNKIRK, MD|CALIFORNIA, MD|CROFTON, MD|PRINCE FREDERICK, MD|GERMANTOWN, MD|WALDORF, MD|BETHESDA, MD|ROCKVILLE, MD|GAITHERSBURG, MD|POOLESVILLE, MD|ROCKVILLE, MD|HAVRE DE GRACE, MD|COLUMBIA, MD|ELKRIDGE, MD|LAUREL, MD|CATONSVILLE, MD|LAUREL, MD|COLUMBIA, MD|MOUNT AIRY, MD|FINKSBURG, MD|COLUMBIA, SC|ANNAPOLIS, MD|ANNAPOLIS, MD|SILVER SPRING, MD|CHESTERTOWN, MD|COLLEGE PARK, MD|FAIRFAX, VA|WASHINGTON, DC|WASHINGTON, DC|ANNAPOLIS, MD|BEL AIR, MD|RESITERSTOWN, MD|ELDERSBURG, MD|ARLINGTON, VA|ARLINGTON, VA|BALTIMORE, MD|OWINGS MILLS, MD|FREDERICK, MD|ALEXANDRIA, VA|BEL AIR, MD|FREDERICK, MD|FREDERICK, MD|PIKESVILLE, MD|WESTMINSTER, MD|ARLINGTON, VA|ARLINGTON, VA|WESTMINSTER, MD|LARGO, MD|MITCHELLVILLE, MD|HAMPSTEAD, MD|BOWIE, MD|FORT WASHINGTON, MD|TIMONIUM, MD|CAMP SPRINGS, MD|BALTIMORE, MD|FORESTVILLE, MD|HYATTSVILLE, MD|HUNT VALLEY, MD|MANCHESTER, MD|TANEYTOWN, MD|WASHINGTON, DC|ALEXANDRIA, VA|BOWIE, MD|CLINTON, MD|OXON HILL, MD|UPPER MARLBORO, MD|WALTERBORO, SC|MYRTLE BEACH, SC|CHESAPEAKE, VA|PAWLEYS ISLAND, SC|HAVELOCK, NC|CAROLINA BEACH, NC|LEXINGTON, SC | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Apr 17, 2009 | Apr 19, 2010 | no | MINNEAPOLIS, MN|VIENNA, VA|VIENNA, VA|RALEIGH, NC|COLUMBIA, SC|VIENNA, VA | Previous registration |
| A••••••••• A•••••• S•••••••• I••• | n/a | Apr 10, 2007 | Oct 5, 2009 | no | VIENNA, VA|WASHINGTON, DC|RALEIGH, NC|COLUMBIA, SC|VIRGINIA BEACH, VA|CHARLOTTESVILLE, VA | Previous registration |
| W•••• F•••• A••••••• | Wirehouse | Jul 16, 2003 | Mar 6, 2007 | no | BALTIMORE, MD|WASHINGTON, DC|WASHINGTON, DC|WASHINGTON, DC|WASHINGTON, DC|WASHINGTON, DC|WASHINGTON, DC|WASHINGTON, DC|WASHINGTON, DC|WASHINGTON, DC|WASHINGTON, DC|WASHINGTON, DC|WASHINGTON, DC|WASHINGTON, DC|WASHINGTON, DC|WASHINGTON, DC|WASHINGTON, DC|WASHINGTON, DC|WASHINGTON, DC|WASHINGTON, DC|WASHINGTON, DC|WASHINGTON, DC|WASHINGTON, DC|WASHINGTON, DC|WASHINGTON, DC|WASHINGTON, DC|BETHESDA, MD|BETHESDA, MD|BETHESDA, MD|BOWIE, MD|DISTRICT HEIGHTS, MD|GAITHERSBURG, MD|GAITHERSBURG, MD|KENSINGTON, MD|LANDOVER, MD|TAKOMA PARK, MD|LAUREL, MD|OXON HILL, MD|POTOMAC, MD|ROCKVILLE, MD|ROCKVILLE, MD|SILVER SPRING, MD|SILVER SPRING, MD|WHEATON, MD|ALEXANDRIA, VA|ALEXANDRIA, VA|ALEXANDRIA, VA|ALEXANDRIA, VA|ALEXANDRIA, VA|ALEXANDRIA, VA|ALEXANDRIA, VA|COLUMBIA, MD|ALEXANDRIA, VA|GERMANTOWN, MD|ALEXANDRIA, VA|ALEXANDRIA, VA|ALEXANDRIA, VA|FALLS CHURCH, VA|BETHESDA, MD|WASHINGTON, DC|WASHINGTON, DC|WASHINGTON, DC | Previous registration |
| U•• F•••••••• S••••••• I••• | Wirehouse | Jan 16, 2002 | Jul 21, 2003 | no | WASHINGTON, DC | Previous registration |
| Aug 5, 2020 |
| 14 |
| Firm change |
| Ibd to wirehouse |
| B••• S••••••••• L•• | P•••• S••••••••• L•• | Feb 18, 2020 | Mar 6, 2020 | 17 | Firm change | Ibd to ibd |
| B••• I••••••••• S•••••••• I••• | B••• S••••••••• L•• | Jan 2, 2018 | Jan 2, 2018 | 0 | Bulk transfer | Other |
| A••••••••• F•••••••• S•••••••• L•• | B••• I••••••••• S•••••••• I••• | Apr 19, 2010 | Sep 16, 2010 | 150 | Firm change | Ibd to new firm |
| A••••••••• A•••••• S•••••••• I••• | A••••••••• F•••••••• S•••••••• L•• | Oct 5, 2009 | Apr 17, 2009 | -171 | Bulk transfer | Other |
| W•••• F•••• A••••••• | A••••••••• A•••••• S•••••••• I••• | Mar 6, 2007 | Apr 10, 2007 | 35 | Firm change | Other |
| U•• F•••••••• S••••••• I••• | W•••• F•••• A••••••• | Jul 21, 2003 | Jul 16, 2003 | -5 | Firm change | Wirehouse to wirehouse |