DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at EMPOWER ADVISORY GROUP, LLC
GREENWOOD VILLAGE, CO | Lakewood, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | Bd affiliated wealth | Nov 12, 2021 | n/a | yes | Lakewood, CO|GREENWOOD VILLAGE, CO | Current employment |
| ACRYLIC FINANCIAL, INC. | Independent wealth | May 18, 2021 | Sep 9, 2021 | no | FOUNTAIN HILLS, AZ|Lakewood, CO | Previous registration |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | Bd affiliated wealth | Nov 27, 2019 | Jul 10, 2020 | no | Westminister, CO | Previous registration |
| TRANSAMERICA RETIREMENT ADVISORS, LLC | Bd affiliated wealth | Feb 15, 2018 | Aug 27, 2019 | no | Denver, CO | Previous registration |
| PRINCIPAL SECURITIES, INC. | Bd affiliated wealth | Apr 21, 2017 | Feb 14, 2018 | no | SAN DIEGO, CA | Previous registration |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | Bd affiliated wealth | Feb 7, 2014 | Nov 22, 2016 | no | DENVER, CO|Englewood, CO | Previous registration |
| VALIC FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Oct 22, 2012 | Jan 29, 2014 | no | LAKEWOOD, CO | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Mar 10, 2011 | Oct 4, 2012 | no | DENVER, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ACRYLIC FINANCIAL, INC. | EMPOWER ADVISORY GROUP, LLC | Sep 9, 2021 | Nov 12, 2021 | 64 | Firm change | Other |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | ACRYLIC FINANCIAL, INC. | Jul 10, 2020 | May 18, 2021 | 312 | Firm change | Ibd to RIA |
| TRANSAMERICA RETIREMENT ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, LLC | Aug 27, 2019 | Nov 27, 2019 | 92 | Firm change | Ibd to ibd |
| PRINCIPAL SECURITIES, INC. | TRANSAMERICA RETIREMENT ADVISORS, LLC | Feb 14, 2018 | Feb 15, 2018 | 1 | Firm change | Other |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | PRINCIPAL SECURITIES, INC. | Nov 22, 2016 | Apr 21, 2017 | 150 | Firm change | Other |
| VALIC FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | Jan 29, 2014 | Feb 7, 2014 | 9 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | VALIC FINANCIAL ADVISORS, INC. | Oct 4, 2012 | Oct 22, 2012 | 18 | Firm change | Other |