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Advisor at AMERICAN INDEPENDENT SECURITIES GROUP, LLC
Florence, MT | EAGLE, ID
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMERICAN INDEPENDENT SECURITIES GROUP, LLC | Independent wealth | Aug 18, 2017 | n/a | yes | EAGLE, ID|EAGLE, ID|Florence, MT | Current employment |
| FSC SECURITIES CORPORATION | Former SEC adviser | Jun 22, 1995 | Dec 26, 2018 | no | BOZEMAN, MT|MISSOULA, MT | Previous registration |
| ROCKY MOUNTAIN FINANCIAL ADVISORS LLC | n/a | Mar 20, 1995 | Dec 31, 2003 | no | MISSOULA, MT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FSC SECURITIES CORPORATION | AMERICAN INDEPENDENT SECURITIES GROUP, LLC | Dec 26, 2018 | Aug 18, 2017 | -495 | Firm change after gap | Other |
| ROCKY MOUNTAIN FINANCIAL ADVISORS LLC | FSC SECURITIES CORPORATION | Dec 31, 2003 | Jun 22, 1995 | -3,114 | Firm change after gap | Other |