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Advisor at ABLE FINANCIAL GROUP, LLC
SCOTTSDALE, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ABLE FINANCIAL GROUP, LLC | Independent wealth | Jan 12, 2023 | n/a | yes | SCOTTSDALE, AZ | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jan 27, 2022 | Feb 7, 2023 | no | SCOTTSDALE, AZ | Previous registration |
| PRUCO SECURITIES, LLC | No RAUM reported | Oct 18, 2019 | Dec 22, 2021 | no | Phoenix, AZ | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 23, 2018 | Jul 11, 2019 | no | SCOTTSDALE, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | ABLE FINANCIAL GROUP, LLC | Feb 7, 2023 | Jan 12, 2023 | -26 | Firm change | Wirehouse to new firm |
| PRUCO SECURITIES, LLC | WELLS FARGO ADVISORS | Dec 22, 2021 | Jan 27, 2022 | 36 | Firm change | Ibd to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | PRUCO SECURITIES, LLC | Jul 11, 2019 | Oct 18, 2019 | 99 | Firm change | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 11025:323646:AZ:2023-02-07 | Feb 7, 2023 | Jan 12, 2023 | SCOTTSDALE, AZ | Firm change |