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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

Eric Joseph Mueller

Advisor at LPL FINANCIAL LLC

FALLS CHURCH, VA

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Search this name across graphsid dfx:ria:e0e21d3f-dba2-d8ec-62dc-738d9fe80678

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Jul 16, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 30, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Mar 30, 2004
First registration: Jul 16, 2004
Dual registered: yes, broker-dealer
IAPD individual key: 4768040

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	May 1, 2025	n/a	yes	FALLS CHURCH, VA	Current employment
GROVE POINT ADVISORS, LLC	Former SEC adviser	Apr 1, 2021	May 1, 2025	no	ROCKVILLE, MD\|Falls Church, VA\|ROCKVILLE, MD	Previous registration
H. BECK, INC.	Former SEC adviser	Jun 21, 2012	Apr 1, 2021	no	BETHESDA, MD\|FALLS CHURCH, VA\|ROCKVILLE, MD	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Apr 18, 2012	no	BETHESDA, MD	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Nov 25, 2008	Jun 1, 2009	no	BETHESDA, MD	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Apr 25, 2006	Nov 20, 2008	no	BETHESDA, MD	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Dec 9, 2005	Nov 20, 2008	no	Potomac, MD	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jul 16, 2004	Sep 13, 2005	no	COLUMBIA, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GROVE POINT ADVISORS, LLC	LPL FINANCIAL LLC	May 1, 2025	May 1, 2025	0	Bulk transfer	Ibd to ibd
H. BECK, INC.	GROVE POINT ADVISORS, LLC	Apr 1, 2021	Apr 1, 2021	0	Bulk transfer	Ibd to ibd
MORGAN STANLEY	H. BECK, INC.	Apr 18, 2012	Jun 21, 2012	64	Firm change	Other
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	MORGAN STANLEY & CO. LLC	Nov 20, 2008	Nov 25, 2008	5	Firm change	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Nov 20, 2008	Apr 25, 2006	-940	Channel change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	TD AMERITRADE, INC.	Sep 13, 2005	Dec 9, 2005	87	Firm change	Ibd to new firm

Relationships

Registered with (8)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
May 1, 2025 to presentfactForm ADV
→ GROVE POINT ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 1, 2021 to May 1, 2025factForm ADV
→ H. BECK, INC.Registered adviserregistration: previous registration
Jun 21, 2012 to Apr 1, 2021factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Apr 18, 2012factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Nov 25, 2008 to Jun 1, 2009factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Apr 25, 2006 to Nov 20, 2008factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Dec 9, 2005 to Nov 20, 2008factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jul 16, 2004 to Sep 13, 2005factForm ADV

Dated events

No dated event names this entity yet.