RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••• J••••• M••••••
- L•• F•••••••• L•• BD affiliated currentsince May 1, 2025 · Falls Church, Va
- G•••• P•••• A•••••••• L•• formerApr 1, 2021 to May 1, 2025 · Rockville, Md
- H• B•••• I••• formerJun 21, 2012 to Apr 1, 2021 · Bethesda, Md
- M••••• S•••••• wirehouseJun 1, 2009 to Apr 18, 2012 · Bethesda, Md
- M••••• S•••••• • C•• L•• unclassifiedNov 25, 2008 to Jun 1, 2009 · Bethesda, Md
- T• A••••••••• I••••••••• M••••••••• L•• formerApr 25, 2006 to Nov 20, 2008 · Bethesda, Md
- T• A••••••••• I••• formerDec 9, 2005 to Nov 20, 2008 · Potomac, Md
- A••••••••• F•••••••• S•••••••• L•• national BDJul 16, 2004 to Sep 13, 2005 · Columbia, Md
- G•••• P•••• A•••••••• L•• to L•• F•••••••• L••left May 1, 2025, registered May 1, 2025 (0 days) · corporate re-registration, not a move
- H• B•••• I••• to G•••• P•••• A•••••••• L••left Apr 1, 2021, registered Apr 1, 2021 (0 days) · corporate re-registration, not a move
- M••••• S•••••• to H• B•••• I•••left Apr 18, 2012, registered Jun 21, 2012 (64 days) · Other
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- T• A••••••••• I••••••••• M••••••••• L•• to M••••• S•••••• • C•• L••left Nov 20, 2008, registered Nov 25, 2008 (5 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Nov 20, 2008, registered Apr 25, 2006 (-940 days) · channel change inside one enterprise, not a move
- A••••••••• F•••••••• S•••••••• L•• to T• A••••••••• I•••left Sep 13, 2005, registered Dec 9, 2005 (87 days) · Affiliated broker-dealer or bank to a newly registered adviser
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address