A••••••• L•••••

Advisor at S•••• F••• I••••••••• M••••••••• C••••

Arlington, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e10e0eab-5149-91f4-7eed-3f294f43d1a7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jul 18, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••• F••• I••••••••• M••••••••• C••••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Aug 3, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••• F••• I••••••••• M••••••••• C••••	Asset manager	Aug 12, 2025	n/a	yes	Arlington, VA	Current employment
T••••••• I••••••••• M••••••••• I•••	Bd affiliated wealth	Sep 29, 2022	Sep 20, 2024	no	MINNEAPOLIS, MN\|Reston, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••• I••••••••• M••••••••• I•••	S•••• F••• I••••••••• M••••••••• C••••	Sep 20, 2024	Aug 12, 2025	326	Firm change	Other
B••••••••• W••••• M•••••••••	T••••••• I••••••••• M••••••••• I•••	Jun 6, 2022	Sep 29, 2022

Relationships

Registered with (5)

→ S•••• F••• I••••••••• M••••••••• C••••Registered adviserregistration: current employment
Aug 12, 2025 to presentfactForm ADV
→ T••••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Sep 29, 2022 to Sep 20, 2024factForm ADV
→ B••••••••• W••••• M•••••••••Registered adviserregistration: previous registration
Dec 16, 2021 to Jun 6, 2022factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Sep 20, 2024
Advisor changed firm
A••••••• L••••• left T••••••• I••••••••• M••••••••• I••• for S•••• F••• I••••••••• M••••••••• C•••• (registered 2025-08-12)
Form ADVobserved 7 days ago
Occurred
Jun 6, 2022
Advisor changed firm
A••••••• L••••• left B••••••••• W••••• M••••••••• for T••••••• I••••••••• M••••••••• I••• (registered 2022-09-29)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e10e0eab-5149-91f4-7eed-3f294f43d1a7
First observed: Jul 18, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.