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Reading the graph
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Advisor at A••••••••• W••••• C••••••••• L••
WICHITA, KS | HAYS, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••••••••• W••••• C••••••••• L•• | Independent wealth | Apr 21, 2021 | n/a | yes | HAYS, KS|WICHITA, KS | Current employment |
| F•• W••••• M••••••••• L•• | Bd affiliated wealth | Aug 23, 2019 | Mar 18, 2021 | no | West Des Moines, IA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F•• W••••• M••••••••• L•• | A••••••••• W••••• C••••••••• L•• | Mar 18, 2021 | Apr 21, 2021 | 34 | Firm change | Other |
| U••• B•••••• I••••••••• I••• | F•• W••••• M••••••••• L•• | Sep 23, 2019 | Aug 23, 2019 |
| U••• B•••••• I••••••••• I••• | Former SEC adviser | May 10, 2018 | Sep 23, 2019 | no | Blue Springs, MO|Lees Summit, MO|Raytown, MO|Kansas City, MO|Blue Springs, MO | Previous registration |
| M•••••• W••••• A••••••• | Former SEC adviser | Nov 4, 2016 | Feb 23, 2018 | no | OVERLAND PARK, KS|LEAWOOD, KS | Previous registration |
| M•••••• | Bd affiliated wealth | Nov 4, 2016 | Feb 23, 2018 | no | OVERLAND PARK, KS|LEAWOOD, KS | Previous registration |
| U••• B•••••• I••••••••• I••• | Former SEC adviser | Feb 16, 2011 | Oct 31, 2016 | no | Saint Joseph, MO|EDGERTON, MO|MARYVILLE, MO|Plattsburg, MO|Maryville, MO|STEWARTSVILLE, MO|TARKIO, MO|Saint Joseph, MO|SAINT JOSEPH, MO|Saint Joseph, MO|Saint Joseph, MO|Richmond, MO|Higginsville, MO|Saint Joseph, MO | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Feb 14, 2008 | Feb 18, 2011 | no | LEAWOOD, KS | Previous registration |
| -31 |
| Firm change after gap |
| Other |
| M•••••• | M•••••• W••••• A••••••• | Feb 23, 2018 | Nov 4, 2016 | -476 | Firm change after gap | Other |
| M•••••• W••••• A••••••• | U••• B•••••• I••••••••• I••• | Feb 23, 2018 | May 10, 2018 | 76 | Firm change | Other |
| U••• B•••••• I••••••••• I••• | M•••••• | Oct 31, 2016 | Nov 4, 2016 | 4 | Firm change | Other |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | U••• B•••••• I••••••••• I••• | Feb 18, 2011 | Feb 16, 2011 | -2 | Firm change | Other |