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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

JUSTIN DAVID SAWYERS

Advisor at ALLIANCEBERNSTEIN L.P.

Nashville, TN

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Search this name across graphsid dfx:ria:e1bb2c14-07f9-15d6-1e00-7e3a5730ee2f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 6, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ALLIANCEBERNSTEIN L.P.
Current firm class: other adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 6, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jun 6, 2012
First registration: Sep 6, 2012
Dual registered: yes, broker-dealer
Other names: JUSTIN DAVID SAWYERS|JUSTIN D SAWYERS
IAPD individual key: 5947663

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ALLIANCEBERNSTEIN L.P.	Other adviser	Oct 11, 2018	n/a	yes	Nashville, TN	Current employment
INVESCO ADVISERS, INC.	Asset manager	Nov 17, 2015	Sep 5, 2018	no	Houston, TX\|ATLANTA, GA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Oct 17, 2013	May 28, 2015	no	RADFORD, VA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Sep 6, 2012	Jul 24, 2013	no	JACKSONVILLE, FL\|NEW YORK, NY\|JACKSONVILLE, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INVESCO ADVISERS, INC.	ALLIANCEBERNSTEIN L.P.	Sep 5, 2018	Oct 11, 2018	36	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	INVESCO ADVISERS, INC.	May 28, 2015	Nov 17, 2015	173	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	AMERIPRISE FINANCIAL SERVICES, LLC	Jul 24, 2013	Oct 17, 2013	85	Firm change	Wirehouse to ibd

Relationships

Registered with (4)

→ ALLIANCEBERNSTEIN L.P.Registered adviserregistration: current employment
Oct 11, 2018 to presentfactForm ADV
→ INVESCO ADVISERS, INC.Registered adviserregistration: previous registration
Nov 17, 2015 to Sep 5, 2018factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Oct 17, 2013 to May 28, 2015factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Sep 6, 2012 to Jul 24, 2013factForm ADV

Dated events

No dated event names this entity yet.